Freddy M. Lee
Professional summary
Freddy M F Lee, who also goes by Freddy Mf Lee, Freddy Mif Lee, Freddy Monfei Lee, Mon Fei Lee, Freddy Monfei, is a registered financial advisor currently at GLOBALINK SECURITIES, INC. located in Pasadena, California.
Freddy is registered as a RR (Registered Representative) and started their career in finance in 1977. Freddy has worked at 10 firms and has passed the Series 63, SIE, Series 7 and Series 30 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Freddy M F Lee's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 6, 2019 - Present
GLOBALINK SECURITIES, INC.
Office #1: 3452 East Foothill Boulevard Suite 1040, Pasadena, CA 91107October 12, 2015 - November 5, 2019
POLAR INVESTMENT COUNSEL, INC.
June 1, 2009 - October 5, 2015
MORGAN STANLEY
June 1, 2009 - October 5, 2015
MORGAN STANLEY
March 3, 2008 - June 1, 2009
MORGAN STANLEY & CO. LLC
February 29, 2008 - June 1, 2009
MORGAN STANLEY & CO. LLC
August 9, 2005 - March 3, 2008
WELLS FARGO CLEARING SERVICES, LLC
September 13, 1993 - March 3, 2008
WELLS FARGO CLEARING SERVICES, LLC
March 2, 1992 - September 1, 1993
PRUDENTIAL EQUITY GROUP, LLC
February 12, 1990 - March 4, 1992
CITIGROUP GLOBAL MARKETS INC.
February 15, 1988 - March 8, 1990
LEHMAN BROTHERS INC.
February 5, 1985 - February 15, 1988
E. F. HUTTON & COMPANY INC
June 14, 1982 - March 6, 1985
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 26, 1977 - July 6, 1982
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/7/2019)
Exams
FINRA
Current Firm
GLOBALINK SECURITIES, INC.
CRD#: 29721 / SEC#: , 8-44509
Contact information
FINRA licenses (28 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HU, PHILIP CHENGKUO | EXECUTIVE VICE PRESIDENT | 2576527 |
| LIAO, JUNHUA | PRESIDENT /CEO, CCO, AND AMLCO | 4278425 |
| TUNG, YVONNE YI-WEN | SECRETARY | 5202974 |
| FAN, STEVEN | SVP, COMPLIANCE DIRECTOR | 4039972 |
| LIOU, SHIOU-ING DIANE | SHAREHOLDER | 4436524 |
| LU, YUANYUAN | VP, DIRECTOR OF MARKETING | 7602201 |
| SHEN, LAN | SHAREHOLDERS | 4809719 |
| TANG, YING | VP, DIRECTOR OF ACCOUNTING | 6135897 |
| THORNTON, STEVEN LEE | FINOP | 4496384 |
| WANG, ZHUOLI | VP, DIRECTOR OF OPERATION | 6296782 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
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