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FIRM PROFILE
Overview
GLOBALINK SECURITIES, INC. is located at 3452 East Foothill Boulevard Suite 1040, Pasadena, CA 91107 and was first established at Los Angeles, California in 01/03/1992. After operating for 34 years, GLOBALINK SECURITIES, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of GLOBALINK SECURITIES, INC.’s clients are individuals and 0% of their clients are high net worth individuals. GLOBALINK SECURITIES, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at GLOBALINK SECURITIES, INC. are registered to handle securities or provide financial advice. The firm has 4 disclosures, 3 being regulatory events, 0 being client events, and 1 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access GLOBALINK SECURITIES, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at GLOBALINK SECURITIES, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for GLOBALINK SECURITIES, INC. Comes From
Understanding the Statistics for GLOBALINK SECURITIES, INC. and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
3452 East Foothill Boulevard Suite 1040, Pasadena, CA 91107
3452 East Foothill Boulevard Suite 1040, Pasadena, CA 91107
Small
(626) 964-5966
California since 01/03/1992
Corporation
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| HU, PHILIP CHENGKUO | EXECUTIVE VICE PRESIDENT | 2576527 | |
| LIAO, JUNHUA | PRESIDENT /CEO, CCO, AND AMLCO | 4278425 | |
| TUNG, YVONNE YI-WEN | SECRETARY | 5202974 | |
| FAN, STEVEN | SVP, COMPLIANCE DIRECTOR | 4039972 | |
| LIOU, SHIOU-ING DIANE | SHAREHOLDER | 4436524 | |
| LU, YUANYUAN | VP, DIRECTOR OF MARKETING | 7602201 | |
| SHEN, LAN | SHAREHOLDERS | 4809719 | |
| TANG, YING | VP, DIRECTOR OF ACCOUNTING | 6135897 | |
| THORNTON, STEVEN LEE | FINOP | 4496384 | |
| WANG, ZHUOLI | VP, DIRECTOR OF OPERATION | 6296782 |
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Advisor's working at GLOBALINK SECURITIES, INC.
Patricia W Harris
Howard Shauhau Chen
Pay-min Irene Chang
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