Joseph L. Dichiacchio
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph L Dichiacchio was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1977. Joseph had worked at 8 firms and has passed the SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 17, 2017 - January 16, 2018
CSNR SERVICES, LLC
May 20, 2015 - January 5, 2017
FUSION ANALYTICS SECURITIES LLC
April 20, 2004 - November 10, 2010
JONESTRADING
December 7, 2000 - February 6, 2004
SANFORD C. BERNSTEIN & CO., LLC
July 3, 1990 - December 7, 2000
SANFORD C. BERNSTEIN & CO., INC.
June 23, 1980 - April 5, 1990
CREDIT SUISSE SECURITIES (USA) LLC
May 25, 1978 - July 19, 1980
CIBC WORLD MARKETS CORP.
October 26, 1977 - May 22, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/16/2000
Limited Representative-Equity Trader ExamCurrent Firm
CSNR SERVICES, LLC
CRD#: 282085 / SEC#: , 8-69704
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
