George G. Casey

BFC PLANNING

CEDAR RAPIDS, IA 52402

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CRD#: 844367

Professional summary

George Gregory Casey is a registered financial advisor currently at BFC PLANNING, INC. located in Cedar Rapids, Iowa and BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. located in Manchester, Missouri.

George is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1977. George has worked at 15 firms and has passed the Series 65, Series 63, Series 79TO, Series 99TO, SIE, Series 31, Series 7, Series 8 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view George Gregory Casey's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 5, 2025 - Present

BFC PLANNING, INC.

Office #1: 4201 42nd Street Ne Suite 100, Cedar Rapids, IA 52402

RIA

CRD#: 119682

CEDAR RAPIDS, IA

Current

December 5, 2025 - Present

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

Office #1: 13537 Barrett Parkway Drive #300, Manchester, MO 63021

RIA

CRD#: 13609

MANCHESTER, MO

Past

June 16, 2016 - December 5, 2025

MOLONEY SECURITIES ASSET MANAGEMENT LLC

RIA

CRD#: 282448

MANCHESTER, MO

Past

June 16, 2016 - December 5, 2025

MOLONEY SECURITIES CO., INC.

CRD#: 38535

MANCHESTER, MO

Past

April 1, 2016 - June 23, 2016

R. F. LAFFERTY & CO., INC.

RIA

CRD#: 2498

St Louis, MO

Past

November 2, 2015 - June 23, 2016

R. F. LAFFERTY & CO., INC.

CRD#: 2498

NEW YORK, NY

Past

October 22, 2008 - June 28, 2016

FULCRUM ADVISORY SERVICES, LLC

RIA

CRD#: 131777

ST. LOUIS, MO

Past

October 21, 2008 - March 24, 2016

FULCRUM SECURITIES, LLC

CRD#: 140084

SAINT LOUIS, MO

Past

January 25, 2007 - October 22, 2008

HUNTLEIGH ADVISORS, INC.

RIA

CRD#: 113412

ST. LOUIS, MO

Past

January 16, 2007 - October 21, 2008

HUNTLEIGH SECURITIES CORPORATION

CRD#: 7456

CHESTERFIELD, MO

Past

November 1, 1995 - January 25, 2007

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

CHESTERFIELD, MO

Past

July 31, 1993 - January 25, 2007

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

CHESTERFIELD, MO

Past

January 3, 1992 - July 31, 1993

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

September 30, 1989 - January 13, 1992

ADVEST, INC.

CRD#: 10

HARTFORD, CT

Past

September 12, 1988 - September 30, 1989

NEWHARD, COOK & CO. INCORPORATED

CRD#: 619

ST. LOUIS, MO

Past

March 7, 1985 - September 26, 1988

LEHMAN BROTHERS INC.

CRD#: 7506

Past

September 26, 1978 - March 12, 1985

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

Past

October 26, 1977 - September 26, 1978

MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.

CRD#: 572

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BFC PLANNING, INC.

1ST & MAIN INVESTMENT ADVISORS - ADVISORY SERVICES OFFERED THROUGH BFC PLANNING, INC. | GREAT LAKES BAY FINANCIAL | BFC PLANNING, INC. | BERTHEL FISHER & COMPANY PLANNING, INC. | BEDROCK INVESTMENT ADVISORS, LLC

CRD#: 119682 / SEC#: 801-67427

RIA

Registered Investment Advisory firm - (1/3/2007 Approved)

Iowa

Registered Investment Advisory firm - (3/5/2007 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(12/5/2025)

Florida
(12/8/2025)

Illinois
(12/5/2025)

Indiana
(12/5/2025)

Louisiana
(12/5/2025)

IAR

Louisiana
(12/5/2025)

Missouri
(12/5/2025)

IAR

Missouri
(12/5/2025)

Ohio
(12/5/2025)

Pennsylvania
(12/5/2025)

Texas
(12/5/2025)

Virginia
(12/5/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/17/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/21/1979

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 7/25/1995

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 10/15/1977

General Securities Representative Examination

Principal/Supervisory Exam

Series 8

Date: 5/24/1989

General Securities Sales Supervisor Examination (Options Module & General Module)

Principal/Supervisory Exam

Series 24

Date: 1/30/1989

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

BFC PLANNING, INC.

CRD#: 119682 / SEC#: 801-67427

RIA

Registered Investment Advisory firm - (1/3/2007 Approved)

Iowa

Registered Investment Advisory firm - (3/5/2007 Terminated)

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Contact information

Main Address

4201 42nd Street Ne Suite 100, Cedar Rapids, IA 52402

Mailing Address

Phone number

(319) 447-5700

Established

Firm type

Fiscal year end

# of Employees

200

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BFC PLANNING ADV PART 2 (3/26/2025)

Regulatory assets under management

Total Number of Accounts	8,756
AUM (Assets Under Management)	$ 2,026,848,859

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

George G. Casey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view George Gregory Casey's CRS (Customer Relationship Summary).

Certified licenses

Experience

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

MOLONEY SECURITIES ASSET MANAGEMENT LLC

MOLONEY SECURITIES CO., INC.

R. F. LAFFERTY & CO., INC.

R. F. LAFFERTY & CO., INC.

FULCRUM ADVISORY SERVICES, LLC

FULCRUM SECURITIES, LLC

HUNTLEIGH ADVISORS, INC.

HUNTLEIGH SECURITIES CORPORATION

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

LEHMAN BROTHERS INC.

ADVEST, INC.

NEWHARD, COOK & CO. INCORPORATED

LEHMAN BROTHERS INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.

Primary Firm SEC Registration

BFC PLANNING, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/17/1992

Series 63

Date: 11/21/1979

Series 79TO

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 31

Date: 7/25/1995

Series 7

Date: 10/15/1977

Series 8

Date: 5/24/1989

Series 24

Date: 1/30/1989

FINRA

Current Firm

BFC PLANNING, INC.

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BFC PLANNING, INC.

TRUST BUT VERIFY

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