Verna L. Ruby

COMMON WEALTH MANAGEMENT LLC

Columbus, OH 43015

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CRD#: 844362

Professional summary

Verna Lee Ruby is a registered financial advisor currently at COMMON WEALTH MANAGEMENT LLC located in Columbus, Ohio and PHYSICIANS WEALTH SOLUTIONS, LLC located in Columbus, Ohio.

Verna is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1977. Verna has worked at 12 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Verna Lee Ruby's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 22, 2009 - Present

COMMON WEALTH MANAGEMENT LLC

Office #1: 6816 Caine Road, Columbus, OH 43015

RIA

CRD#: 150464

Columbus, OH

Current

May 7, 2014 - Present

PHYSICIANS WEALTH SOLUTIONS, LLC

Office #1: 6816 Caine Road, Columbus, OH 43235

RIA

CRD#: 170623

COLUMBUS, OH

Past

October 26, 2007 - March 2, 2009

FERRIS, BAKER WATTS, LLC

CRD#: 285

DUBLIN, OH

Past

April 2, 2007 - October 29, 2007

MORGAN STANLEY & CO. LLC

CRD#: 8209

DUBLIN, OH

Past

April 4, 2001 - April 2, 2007

MORGAN STANLEY DW INC.

CRD#: 7556

DUBLIN, OH

Past

June 1, 1996 - April 6, 2001

NATCITY INVESTMENTS, INC.

CRD#: 17490

CLEVELAND, OH

Past

April 7, 1992 - March 30, 1993

NATCITY INVESTMENTS, INC.

CRD#: 17490

CLEVELAND, OH

Past

June 28, 1990 - June 1, 1996

NATIONAL CITY INVESTMENTS CORPORATION

CRD#: 17365

Past

December 23, 1985 - July 16, 1990

NF CLEARING, INC.

CRD#: 14285

Past

August 7, 1985 - July 16, 1990

NF CLEARING, INC.

CRD#: 14285

PHILADELPHIA, PA

Past

October 22, 1982 - November 14, 1983

SWENEY CARTWRIGHT & COMPANY

CRD#: 3546

Past

March 31, 1980 - June 21, 1982

BLUNT ELLIS & LOEWI INCORPORATED

CRD#: 7580

Past

September 26, 1978 - April 14, 1980

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

Past

October 26, 1977 - September 26, 1978

MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.

CRD#: 572

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(7/22/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/3/1980

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/15/1977

General Securities Representative Examination

Current Firm

PHYSICIANS WEALTH SOLUTIONS, LLC

KAMANN, MARK W | PHYSICIANS WEALTH SOLUTIONS, LLC

CRD#: 170623 / SEC#:

Ohio

Registered Investment Advisory firm - (5/6/2014 Approved)

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Contact information

Main Address

6816 Caine Road, Columbus, OH 43235

Mailing Address

Phone number

(740) 417-4160

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	140
AUM (Assets Under Management)	$ 44,025,304

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Verna L. Ruby

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Verna Lee Ruby's CRS (Customer Relationship Summary).

Certified licenses

Experience

PHYSICIANS WEALTH SOLUTIONS, LLC

FERRIS, BAKER WATTS, LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

NATCITY INVESTMENTS, INC.

NATCITY INVESTMENTS, INC.

NATIONAL CITY INVESTMENTS CORPORATION

NF CLEARING, INC.

NF CLEARING, INC.

SWENEY CARTWRIGHT & COMPANY

BLUNT ELLIS & LOEWI INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 7/3/1980

Series 7

Date: 10/15/1977

Current Firm

PHYSICIANS WEALTH SOLUTIONS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PHYSICIANS WEALTH SOLUTIONS, LLC

TRUST BUT VERIFY

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