Alan N. Freiman
Professional summary
Alan Neil Freiman, who also goes by Alan N Freiman, is a registered financial advisor currently at VERONA CAPITAL MANAGEMENT LLC located in Santa Monica, California.
Alan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1977. Alan has worked at 3 firms and has passed the Series 65, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Alan Neil Freiman's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 17, 1999 - Present
VERONA CAPITAL MANAGEMENT LLC
Office #1: 1821 Wilshire Blvd. Suite 110, Santa Monica, CA 90292May 19, 1978 - October 26, 1988
KIDDER, PEABODY & CO. INCORPORATED
October 3, 1977 - May 19, 1978
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/17/1999)
Exams
Current Firm
VERONA CAPITAL MANAGEMENT LLC
CRD#: 111417 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 112 |
| AUM (Assets Under Management) | $ 70,000,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
