Jack D. Mole
Professional summary
Jack Dyarl Mole JR is a registered financial professional currently at SIGMA FINANCIAL CORPORATION located in Lansing, Michigan.
Jack is registered as a RR (Registered Representative) and started their career in finance in 1977. Jack has worked at 6 firms and has passed the Series 63, Series 6TO, SIE, Series 7 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jack Dyarl Mole JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 24, 2011 - Present
SIGMA FINANCIAL CORPORATION
Office #1: 109 E. Cesar E. Chavez, Lansing, MI 48906November 28, 1989 - March 25, 2011
RAYMOND JAMES FINANCIAL SERVICES, INC.
November 19, 1989 - December 6, 1989
OSAIC WEALTH, INC.
June 20, 1989 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
September 6, 1988 - June 12, 1989
CENTENNIAL FINANCIAL SERVICES, INC.
September 27, 1977 - July 14, 1988
WADDELL & REED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/16/2015)
(3/24/2011)
(4/12/2011)
(11/3/2017)
(1/27/2017)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 1
Date: 9/12/1977
Registered Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
SIGMA FINANCIAL CORPORATION
CRD#: 14303 / SEC#: , 8-30466
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE JEROME S. RYDELL REVOCABLE LIVING TRUST DATED 12/21/1998, AS AMENDED AND RESTATED ON 10/23/2020 | TRUST (OWNER OF ALL VOTING SHARES) | |
| MCCLELLAN, JOHN ALEXANDER | CHIEF RISK AND BUSINESS OFFICER | 4016479 |
| PHILLIPS, RICHARD THOMAS | CHIEF COMPLIANCE OFFICER | 6041363 |
| PISTOR, RANDOLPH FULVIO | CHIEF LEGAL OFFICER | 5143334 |
| RYDELL, BRANDON DAVID | PRESIDENT | 2933397 |
| RYDELL, JEROME STANLEY | CEO, CHAIRMAN AND TRUSTEE OF THE JEROME S. RYDELL REVOCABLE LIVING TRUST DATED 12/21/1998, AS AMENDED AND RESTATED ON 10/23/2020 | 408389 |
| WOOTON, RYAN DANIEL | CHIEF FINANCIAL OFFICER | 8006797 |
Disclosures
| Regulatory Event | 15 |
| Arbitration | 11 |
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