Edward K. Andrew
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Kennard Andrew, who also goes by Ken Andrew, was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1977. Edward had worked at 10 firms and has passed the Series 63, SIE, Series 5, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 2, 2015 - April 1, 2020
FFEC WEALTH PARTNERS LLC
March 22, 2013 - December 8, 2015
ZT WEALTH ADVISORY
December 2, 2011 - October 1, 2015
ASPEN EQUITY PARTNERS, LLC
February 22, 2011 - August 27, 2012
PRIVATE ASSET MANAGEMENT OF DALLAS INC.
May 4, 2005 - December 31, 2010
PRIVATE ASSET MANAGEMENT OF DALLAS INC.
July 26, 1996 - December 5, 2011
S&P INVESTORS, INC.
May 9, 1991 - January 5, 1996
WEBER INVESTMENT CORPORATION
December 21, 1988 - May 31, 1991
WEBER, HALL, SALE & ASSOCIATES, INC.
July 27, 1987 - December 13, 1988
RAUSCHER PIERCE REFSNES, INC.
April 5, 1983 - May 31, 1991
WEBER, HALL, SALE & ASSOCIATES, INC.
September 26, 1978 - April 18, 1983
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 1, 1977 - September 26, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 10/6/1981
Interest Rate Options ExaminationCurrent Firm
FFEC WEALTH PARTNERS LLC
CRD#: 16507 / SEC#: 801-63970, 8-34082
Contact information
Regulatory assets under management
| Total Number of Accounts | 5,755 |
| AUM (Assets Under Management) | $ 2,371,850,816 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
