Ruth Porter Jones
Professional Summary
Ruth Porter Jones, who also goes by Ruth P Fields, Ruth Porter Fields, Ruth Ann Herman, Ruth Porter Herman, Ruth Ann Porter, Ruth Ann Wilson, Ruth Porter Yackley, is a registered financial advisor currently at LOMBARD SECURITIES INCORPORATED located in Mt. Dora, Florida. Ruth is registered as a RR (Registered Representative) and started their career in finance in 1977. Ruth has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Ruth P Fields, Ruth Porter Fields, Ruth Ann Herman, Ruth Porter Herman, Ruth Ann Porter, Ruth Ann Wilson, Ruth Porter Yackley
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
xxxxx@xxxx.xxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
49 years in the financial services industry
Current & Past Employments
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Current Firm
LOMBARD SECURITIES INCORPORATED
Contact Information
Main Address
1820 Lancaster Street Second Floor, Baltimore, MD 21231Mailing Address
1820 Lancaster Street, Baltimore, MD 21231Phone Number
(410) 342-1300Established
Maryland since 07/25/1990Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| REYNOLDS, EDWIN MAJOR JR | DIRECTOR, SHAREHOLDER, FIRM PRINCIPAL | 374634 |
| SOCHA, WILLIAM STEPHEN | CHIEF OPERATING OFFICER, OPERATIONS MANAGER, CROP, FINOP, DIRECTOR, SHAREHOLDER | 712323 |
| FOX, CHARLES CURTIS | CO-CEO, DIRECTOR, AND SHAREHOLDER | 1201770 |
| JONES, RUTH PORTER | DIRECTOR AND SHAREHOLDER | 842232 |
| PETER, EMIL III | SHAREHOLDER | — |
| SLAGLE, BRIAN LEE | DIRECTOR AND SHAREHOLDER | 2895570 |
| DONLAN WELKER, TERRY LYNN | CHIEF COMPLIANCE OFFICER | 2825889 |
| OATES, DONALD EUGENE | DIRECTOR AND SHAREHOLDER | 1180250 |
| SONNIER, EDWARD DAVID II | DIRECTOR AND SHAREHOLDER | 2479370 |
Disclosures
Regulatory Event
4Arbitration
2Bond
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(9/23/1998)
(1/4/2020)
(4/6/2001)
(3/10/2003)
(7/29/1996)
(4/8/2025)
(1/5/2023)
(2/1/2011)
(7/29/1996)
(1/5/2023)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 15 — Foreign Currency Options Examination
Passed Jun 1984SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Ruth Porter Jones's CRS (Customer Relationship Summary).
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