FB
Francis D. Burke
M HOLDINGS SECURITIES
Berwyn, PA 19312
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CRD#: 841681
FB
Professional summary
Francis Dewey Burke JR, CFP®, who also goes by J R Burke, is a registered financial advisor currently at M HOLDINGS SECURITIES, INC. located in Berwyn, Pennsylvania.
Francis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1977. Francis has worked at 3 firms and has passed the Series 63, Series 6TO, SIE, Series 7 and Series 1 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
J R Burke
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Perspective Financial Group, LLC; 22 Cassatt Avenue, Suite 100, Berwyn, PA 19312; 11/01/2011; Managing Member; Pass-through entity that receives new & recurring revenue on behalf of Alera Group; Investment Related; 5 hours/month; 5 hours/month during business hours; Ownership, Profits. 2) Perspective Financial Group, an Alera Group Company; 1041 Old Cassatt Avenue, Berwyn PA 19312; M Financial Group Member Firm Affiliation; Investment related; Senior Partner; Manage my 7 person team and full responsibility for servicing and advising clients on insurance, investments and financial, estate and business planning; 11/01/2018; 200 hours per month; 200 hours per month during trading hours 3)The 2004 Christopher Burke Delaware Trust; 640 Spruce Lane, Berwyn PA 19312; Delaware Asset Protection Trust Investment; Investment-related; Investment Advisor; Trust protector; 02/12/2004; 2 hours per month; 2 hours per month during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Francis Dewey Burke JR's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Francis Dewey Burke JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1995
Experience
Current
November 24, 2004 - Present
M HOLDINGS SECURITIES, INC.
Office #1: 1041 Old Cassatt Road, Berwyn, PA 19312RIA
BD
CRD#: 43285
Berwyn, PA
Current
September 17, 2001 - Present
M HOLDINGS SECURITIES, INC.
Office #1: 1041 Old Cassatt Road, Berwyn, PA 19312RIA
BD
CRD#: 43285
Berwyn, PA
Past
April 28, 2000 - September 28, 2000
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
BOSTON, MA
Past
August 24, 1977 - October 13, 2006
1717 CAPITAL MANAGEMENT COMPANY
BD
CRD#: 4082
NEWARK, DE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MH
M HOLDINGS SECURITIES, INC.
M HOLDINGS SECURITIES, INC.
CRD#: 43285 / SEC#: 801-57304, 8-50214
RIA
Registered Investment Advisory firm - SEC (3/14/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(5/16/2019)
RR
California(9/17/2001)
RR
Colorado(12/1/2016)
RR
Connecticut(1/29/2020)
RR
Delaware(10/17/2001)
RR
District of Columbia(11/5/2001)
RR
Florida(11/28/2001)
RR
Georgia(9/5/2017)
RR
Illinois(5/21/2003)
RR
Kansas(12/11/2024)
RR
Maine(12/11/2024)
RR
Maryland(9/26/2001)
RR
Massachusetts(1/26/2016)
RR
Michigan(12/12/2024)
RR
Montana(12/17/2024)
RR
Nevada(12/12/2024)
RR
New Hampshire(9/21/2001)
RR
New Jersey(12/17/2001)
RR
New York(11/30/2001)
RR
North Carolina(12/2/2016)
RR
Oregon(5/13/2008)
RR
Pennsylvania(10/16/2001)
IAR
Pennsylvania(11/24/2004)
RR
Rhode Island(2/14/2025)
RR
South Carolina(3/28/2014)
RR
South Dakota(7/7/2015)
RR
Texas(12/12/2024)
RR
Utah(12/12/2024)
RR
Vermont(4/17/2018)
RR
Virginia(12/17/2001)
RR
Wisconsin(12/17/2024)
RR
Wyoming(4/11/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 8/15/1977
Registered Representative ExaminationSRO Registrations
RR
FINRA
Current Firm
MH
M HOLDINGS SECURITIES, INC.
M HOLDINGS SECURITIES, INC.
CRD#: 43285 / SEC#: 801-57304, 8-50214
RIA
Registered Investment Advisory firm - SEC (3/14/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information
Main Address
1125 N.w. Couch Street Suite 900, Portland, OR 97209
Mailing Address
P.o. Box 2207, Portland, OR 97208-2207
Phone number
(888) 520-6784
Established
Oregon since 03/21/1997
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
1,442
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| M FINANCIAL HOLDINGS INCORPORATED | EQUITY OWNER | |
| HANEY-JACKSON, LAURA ELIZABETH | VICE PRESIDENT - PRINCIPAL OPERATIONS OFFICER | 4771801 |
| LUDWIG, STEVEN CHARLES | CHIEF COMPLIANCE OFFICER | 2440911 |
| ROGERS, MARIA RENEE | PRINCIPAL FINANCIAL OFFICER | 2442526 |
| SCHOONMAKER, MICHAEL SKI | CHIEF EXECUTIVE OFFICER | 2408456 |
Regulatory assets under management
| Total Number of Accounts | 8,234 |
| AUM (Assets Under Management) | $ 4,078,516,284 |
Disclosures
| Regulatory Event | 5 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/10/2025 | ||
| 11/13/2024 | ||
| 08/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
