Lewis W. Merrow
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lewis Woodman Merrow III, who also goes by Lew Merrow, Lewis Woodman Merrow, was a registered financial professional .
Lewis is a previously registered financial professional and started their career in finance in 1992. Lewis had worked at 3 firms and has passed the Series 66, SIE, Series 7, Series 6, Series 1, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 1, 2010 - April 30, 2015
BROOKLIGHT PLACE SECURITIES, INC.
February 16, 2006 - December 31, 2008
VOYA FINANCIAL ADVISORS, INC.
May 25, 2004 - December 31, 2004
VOYA FINANCIAL ADVISORS, INC.
June 16, 2003 - December 31, 2008
VOYA FINANCIAL ADVISORS, INC.
December 21, 1992 - August 11, 2003
CANADA LIFE OF AMERICA FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 7/21/1977
Registered Representative ExaminationCurrent Firm
BROOKLIGHT PLACE SECURITIES, INC.
CRD#: 15764 / SEC#: 801-61232, 8-32673
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRAC ENTERPRISES LLC | SHAREHOLDER | |
| BROKERS ALLIANCE, INC. | SHAREHOLDER | |
| TRUHLAR, CHARLES ANTHONY | OWNER OF SHAREHOLDER, PRESIDENT, CHIEF COMPLIANCE OFFICER | 4533534 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
