William D. Coleman

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CRD#: 840839

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

William Disston Coleman was a registered financial professional .

William is a previously registered financial professional and started their career in finance in 1977. William had worked at 8 firms and has passed the Series 63, Series 5 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 21, 1995 - December 31, 2012

CRESAP, INC.

CRD#: 25899

RADNOR, PA

Past

December 24, 1992 - February 7, 1995

MERCER SECURITIES, LTD.

CRD#: 30903

Past

April 16, 1992 - December 31, 1992

EDWARD C. RORER & CO., INC.

CRD#: 7701

PHILADELPHIA, PA

Past

July 26, 1988 - December 3, 1991

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

January 7, 1986 - June 24, 1988

KIDDER, PEABODY & CO. INCORPORATED

CRD#: 7613

Past

April 25, 1979 - January 1, 1986

DREXEL BURNHAM LAMBERT INCORPORATED

CRD#: 7323

Past

September 26, 1978 - May 21, 1979

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

Past

July 26, 1977 - September 26, 1978

MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.

CRD#: 572

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CRESAP, INC.

CRD#: 25899 / SEC#: 801-79750, 8-42117

RIA

Registered Investment Advisory firm - SEC (6/9/2014 Approved)

Pennsylvania

Registered Investment Advisory firm - SEC (9/15/2014 Terminated)

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/20/1980

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 5

Date: 3/22/1983

Interest Rate Options Examination

General Industry/Product Exam

Series 7

Date: 7/16/1977

General Securities Representative Examination

Current Firm

CRESAP, INC.

CRD#: 25899 / SEC#: 801-79750, 8-42117

RIA

Registered Investment Advisory firm - SEC (6/9/2014 Approved)

Pennsylvania

Registered Investment Advisory firm - SEC (9/15/2014 Terminated)

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

259 N. Radnor-chester Rd. Ste. 140 Ste 140, Radnor, PA 19087

Mailing Address

259 N. Radnor-chester Rd. Ste. 140, Radnor, PA 19087

Phone number

(610) 341-1320

Established

Pennsylvania since 12/07/1989

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

SEC notice filing (1 States and Territories)

FINRA licenses (44 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

CRESAP INC. ADV BROCHURE 2025 (3/26/2025)

Direct owners and executive officers

Name	Position	CRD#
CRESAP, MARK WINFIELD III	PRESIDENT/CHIEF COMPLIANCE OFFICER	828898

Regulatory assets under management

Total Number of Accounts	595
AUM (Assets Under Management)	$ 339,016,488

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

William D. Coleman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MERCER SECURITIES, LTD.

EDWARD C. RORER & CO., INC.

PRUDENTIAL EQUITY GROUP, LLC

KIDDER, PEABODY & CO. INCORPORATED

DREXEL BURNHAM LAMBERT INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.

Primary Firm SEC Registration

CRESAP, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 10/20/1980

Series 5

Date: 3/22/1983

Series 7

Date: 7/16/1977

Current Firm

CRESAP, INC.

Contact information

SEC notice filing (1 States and Territories)

FINRA licenses (44 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

CRESAP, INC.

TRUST BUT VERIFY

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