William D. Connally
Professional summary
William Dupre Connally is a registered financial professional currently at WILSON PARKER CONNALLY STEPHENSON INC located in Fort Worth, Texas.
William is registered as a RR (Registered Representative) and started their career in finance in 1977. William has worked at 3 firms and has passed the Series 63, Series 99TO, SIE, Series 5, Series 7, Series 14, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Dupre Connally's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 28, 1993 - Present
WILSON PARKER CONNALLY STEPHENSON INC
Office #1: 100 Lexington Street, Suite 150, Fort Worth, TX 76102-2744April 3, 1989 - November 5, 1993
UBS FINANCIAL SERVICES INC.
July 26, 1977 - April 15, 1989
ROTAN MOSLE INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/28/1993)
(10/21/2021)
(5/18/2015)
(10/29/1993)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 5
Date: 10/6/1981
Interest Rate Options ExaminationSeries 8
Date: 11/8/1985
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
WILSON PARKER CONNALLY STEPHENSON INC
CRD#: 16505 / SEC#: , 8-34061
Contact information
FINRA licenses (16 States and Territories)
Disclosures
| Regulatory Event | 3 |
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