AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
GB

George Eldridge Bailey Iii

ANDES CAPITAL GROUP
CHICAGO, IL
·CRD# 840641·49 years registered

Professional Summary

George Eldridge Bailey III, who also goes by George Eldridge Bailey, is a registered financial advisor currently at ANDES CAPITAL GROUP, LLC located in Chicago, Illinois. George is registered as a RR (Registered Representative) and started their career in finance in 1977. George has worked at 12 firms and has passed the Series 63, Series 7TO, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

George Eldridge Bailey

Blog Corner

More Resources

Similar Advisors

Michael Walter Basile
Michael Walter Basile

COUNTRY CAPITAL MANAGEMENT COMPANY

Chicago, IL · CRD#
View profile
CHICAGO, IL · CRD#
Vincent Anthony Decrow
Vincent Anthony Decrow

RISE INVESTMENT MANAGEMENT, LLC

CHICAGO, IL · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Michael Walter Basile
Michael Walter Basile

COUNTRY CAPITAL MANAGEMENT COMPANY

Chicago, IL · CRD#
LP
Louis D Paster

UBS FINANCIAL SERVICES INC.

CHICAGO, IL · CRD#
CHICAGO, IL · CRD#
Vincent Anthony Decrow
Vincent Anthony Decrow

RISE INVESTMENT MANAGEMENT, LLC

CHICAGO, IL · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Michael Walter Basile
Michael Walter Basile

COUNTRY CAPITAL MANAGEMENT COMPANY

Chicago, IL · CRD#
LP
Louis D Paster

UBS FINANCIAL SERVICES INC.

CHICAGO, IL · CRD#
CHICAGO, IL · CRD#
Vincent Anthony Decrow
Vincent Anthony Decrow

RISE INVESTMENT MANAGEMENT, LLC

CHICAGO, IL · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Michael Walter Basile
Michael Walter Basile

COUNTRY CAPITAL MANAGEMENT COMPANY

Chicago, IL · CRD#
LP
Louis D Paster

UBS FINANCIAL SERVICES INC.

CHICAGO, IL · CRD#
CHICAGO, IL · CRD#
Vincent Anthony Decrow
Vincent Anthony Decrow

RISE INVESTMENT MANAGEMENT, LLC

CHICAGO, IL · CRD#

Years of Experience

49 years registered in the securities industry

Current & Past Employments

Current

ANDES CAPITAL GROUP, LLCCurrent·CRD# 139212
BD
205 West Wacker Drive Suite 610, Chicago, IL 60606
May 15, 2024 - Present

Past

SANDERS MORRIS LLCPast·CRD# 20580
BD
Boca Raton, FL
May 13, 2008 - November 11, 2008
BROADPOINT DESCAPPast·CRD# 14997
BD
New York, NY
December 5, 2002 - April 20, 2006
GLEACHER & COMPANY SECURITIES, INC.Past·CRD# 298
BD
New York, NY
April 23, 2002 - December 13, 2002
REVA CAPITAL MARKETS LLCPast·CRD# 105791
BD
New York, NY
February 12, 2002 - April 25, 2002
J.P. MORGAN SECURITIES INC.Past·CRD# 18718
BD
New York, NY
January 29, 1997 - January 18, 2001
UBS FINANCIAL SERVICES INC.Past·CRD# 8174
BD
Weehawken, NJ
February 2, 1994 - February 25, 1997
KIDDER, PEABODY & CO. INCORPORATEDPast·CRD# 7613
BD
New York, NY
December 11, 1990 - January 26, 1994
UBS SECURITIES LLCPast·CRD# 7654
BD
New York, NY
April 12, 1990 - December 14, 1990
DREXEL BURNHAM LAMBERT GOVERNMENT SECURITIES INC.Past·CRD# 19727
BD
March 15, 1989 - March 3, 1990
DREXEL BURNHAM LAMBERT INCORPORATEDPast·CRD# 7323
BD
April 14, 1986 - March 3, 1990
UBS FINANCIAL SERVICES INC.Past·CRD# 8174
BD
January 31, 1980 - April 22, 1986
PAINE, WEBBER, JACKSON & CURTIS INCORPORATEDPast·CRD# 640
BD
July 26, 1977 - January 31, 1980

Similar Advisors

Michael Walter Basile
Michael Walter Basile

COUNTRY CAPITAL MANAGEMENT COMPANY

Chicago, IL · CRD#
LP
Louis D Paster

UBS FINANCIAL SERVICES INC.

CHICAGO, IL · CRD#
CHICAGO, IL · CRD#
Vincent Anthony Decrow
Vincent Anthony Decrow

RISE INVESTMENT MANAGEMENT, LLC

CHICAGO, IL · CRD#

Current Firm

AC
ANDES CAPITAL GROUP, LLC

ANDES CAPITAL GROUP, LLC

CRD#: 139212 / SEC#: 8-67202
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

205 West Wacker Drive Suite 610, Chicago, IL 60606

Mailing Address

205 West Wacker Drive Suite 610, Chicago, IL 60606

Phone Number

(312) 376-4500

Established

Illinois since 08/03/2004

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
POOLE, SEAN WILLIAMMEMBER7010269
MCGAUGH, RAYMOND SCOTTMEMBER2649886
SPEARS, CURTIS LAVELLPRESIDENT, CHIEF COMPLIANCE OFFICER, AML COMPLIANCE OFFICER4117812
LENART, BRIAN DOUGLASFINOP, CFO, PFO/POO736107
OKREPKIE, RALPH GEORGEPRINCIPAL2429667

Disclosures

Regulatory Event

3

Similar Advisors

Michael Walter Basile
Michael Walter Basile

COUNTRY CAPITAL MANAGEMENT COMPANY

Chicago, IL · CRD#
LP
Louis D Paster

UBS FINANCIAL SERVICES INC.

CHICAGO, IL · CRD#
CHICAGO, IL · CRD#
Vincent Anthony Decrow
Vincent Anthony Decrow

RISE INVESTMENT MANAGEMENT, LLC

CHICAGO, IL · CRD#

Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

Michael Walter Basile
Michael Walter Basile

COUNTRY CAPITAL MANAGEMENT COMPANY

Chicago, IL · CRD#
LP
Louis D Paster

UBS FINANCIAL SERVICES INC.

CHICAGO, IL · CRD#
CHICAGO, IL · CRD#
Vincent Anthony Decrow
Vincent Anthony Decrow

RISE INVESTMENT MANAGEMENT, LLC

CHICAGO, IL · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(5/15/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2024About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed May 2024About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Feb 2024About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 1977About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Dec 1999About the Series 24 exam
FINRA
SRO Registrations

Similar Advisors

Michael Walter Basile
Michael Walter Basile

COUNTRY CAPITAL MANAGEMENT COMPANY

Chicago, IL · CRD#
LP
Louis D Paster

UBS FINANCIAL SERVICES INC.

CHICAGO, IL · CRD#
CHICAGO, IL · CRD#
Vincent Anthony Decrow
Vincent Anthony Decrow

RISE INVESTMENT MANAGEMENT, LLC

CHICAGO, IL · CRD#

CRS (Client Relationship Summary) - BD

Click below to view George Eldridge Bailey III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Similar Advisors

Michael Walter Basile
Michael Walter Basile

COUNTRY CAPITAL MANAGEMENT COMPANY

Chicago, IL · CRD#
LP
Louis D Paster

UBS FINANCIAL SERVICES INC.

CHICAGO, IL · CRD#
CHICAGO, IL · CRD#
Vincent Anthony Decrow
Vincent Anthony Decrow

RISE INVESTMENT MANAGEMENT, LLC

CHICAGO, IL · CRD#