Raymond S. Mcgaugh
Professional summary
Raymond Scott Mcgaugh was a registered financial professional .
Raymond is registered as a RR (Registered Representative) and started their career in finance in 2006. Raymond had worked at 3 firms and has passed the Series 63, Series 65, Series 99TO, Series 52TO, SIE, Series 7, Series 53, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 13, 2025 - Present
Office #1: 227 West Monroe Street Suite 2100, Chicago, IL 60606Office #2: 227 West Monroe Street Suite 2100, Chicago, IL 60606
January 17, 2014 - April 3, 2024
ANDES CAPITAL GROUP, LLC
April 8, 2010 - July 13, 2012
GARDNER RICH, L.L.C.
June 22, 2006 - February 5, 2009
ANDES CAPITAL GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current firm
No current employment
Red Flags
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