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LB

Laura H. Bley

BLEY INVESTMENT GROUP
Fort Worth, TX 76116
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CRD#: 839651
LB

Professional summary


Laura Haley Bley, who also goes by Laura Suzanne Haley, is a registered financial professional currently at BLEY INVESTMENT GROUP, INC. located in Fort Worth, Texas.

Laura is registered as a RR (Registered Representative) and started their career in finance in 1977. Laura has worked at 5 firms and has passed the Series 63, Series 52TO, Series 79TO, Series 99TO, SIE, Series 7, Series 14, Series 27, Series 4, Series 53 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Laura Suzanne Haley

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Laura Haley Bley's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 20, 1993 - Present

BLEY INVESTMENT GROUP, INC.

Office #1: 6300 Ridglea Place Suite 508, Fort Worth, TX 76116
BD
CRD#: 26678
Fort Worth, TX
Past

February 9, 2004 - February 18, 2020

BLEY INVESTMENT GROUP, INC.

RIA
CRD#: 26678
FORT WORTH, TX
Past

February 25, 1988 - January 26, 1993

CAPITAL INVESTMENT MANAGERS, INC.

BD
CRD#: 19183
FORT WORTH, TX
Past

June 24, 1982 - March 1, 1988

TEXAS SECURITIES, INC.

BD
CRD#: 7655
Past

February 24, 1978 - June 22, 1982

MORGAN STANLEY DW INC.

BD
CRD#: 7556
Past

July 1, 1977 - February 24, 1978

DEAN WITTER & CO. INCORPORATED

BD
CRD#: 6466

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(1/8/2010)
RR
Maryland
(1/9/2012)
RR
Massachusetts
(2/13/2023)
RR
Ohio
(1/23/2023)
RR
Texas
(1/20/1993)

Exams


State Security Law Exam
RR
Series 63
Date: 7/9/1982
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 9/25/2025
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


BI
BLEY INVESTMENT GROUP, INC.
ASSET INCOME SECURITIES, INC. | BLEY INVESTMENTS GROUP, INC. | BLEY INVESTMENT GROUP, INC. | ASSURANCE INCOME SECURITIES, INC.

CRD#: 26678 / SEC#: , 8-42701

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information


Main Address
6300 Ridglea Place Suite 519, Fort Worth, TX 76109-4911
Mailing Address
6300 Ridglea Place Suite 508, Fort Worth, TX 76116
Phone number
(817) 732-2442
Established
Texas since 05/14/1990
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (15 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers


NamePositionCRD#
PIERCE, PAIGE WYMANPRESIDENT, CEO, FINOP1395210
BRIGGS, JONATHAN WILBORCHIEF COMPLIANCE OFFICER3215005

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


BLEY INVESTMENT GROUP, INC.

CRD#: 26678Fort Worth, TX 76116

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