Ramon Luis Dominguez Thomas
Professional Summary
Ramon Luis Dominguez Thomas, who also goes by Ramon Luis Dominguez, Monchi Dominquez, was a registered financial advisor. Ramon was a previously registered financial professional and started their career in finance 1977 - 2023. Ramon had worked at 6 firms and has passed the Series 65, Series 52TO, Series 79TO, SIE, Series 3, Series 5, Series 7, Series 9, Series 10, Series 53, Series 24 and Series 8 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Ramon Luis Dominguez, Monchi Dominquez
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Videos & Posts
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Contact Information
No current employment
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Disclosures on record.
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Years of Experience
49 years in the financial services industry
Current & Past Employments
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Current Firm
RD CAPITAL GROUP, INC.
Contact Information
Established
Puerto Rico since 07/26/1994Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallDocuments
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 5 — Interest Rate Options Examination
Passed Jan 1982Series 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jan 2023About the Series 9 examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Jan 2023About the Series 10 examSeries 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Dec 1991Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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