DE
David W. Evans
BROOKSTONE CAPITAL MANAGEMENT LLC
Shreveport, LA 71106
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CRD#: 837870
DE
Professional summary
David William Evans is a registered financial advisor currently at BROOKSTONE CAPITAL MANAGEMENT LLC located in Shreveport, Louisiana.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1977. David has worked at 6 firms and has passed the SIE and Series 1 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OWNER OF EVANS FINANCIAL GROUP INC. - A LIFE AND HEALTH INSURANCE LICENSE OF LOUISIANA COMPANY. PRIMARILY USED FOR THE PLACEMENT OF GROUP HEALTH INSURANCE PRODUCTS NOT OFFERED BY GUARDIAN. ALSO INDIVIDUAL HEALTH INSURANCE. OWNER THE GUN RACK - HAVE FEDERAL FIREARMS LICENSE. FOR THE OCCASSIONAL SALE OF FIREARMS TO OTHERS. THIS ACTIVITY IS A PART-TIME HOBBY. OCASSIONAL FIREARMS SALES, GROUP AND INDIVIDUAL HEALTH INSURANCE, ANNUITIES FIXED AND INDEXED. OWN RENTAL PROPERTY - 1 SINGLE FAMILY DWELLING, 1HR PER MONTH 1. LICENSED AGENT FOR LIFE INSURANCE, ANNUITIES, HEALTH INSURANCE 1972 TO PRESENT, FULLTIME, APPROXIMATELY 35 HRS PER WEEK 2. OWN RENTAL PROPERTY- APPROX. 2 HRS PER MONTH 3. HOLD A FEDERAL FIREARMS DEALERS LICENSE TO BUY AND SELL GUNS- 1 HR PER MONTH (PART TIME)
CRS (Client Relationship Summary) - RIA
Click below to view David William Evans's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 28, 2008 - Present
BROOKSTONE CAPITAL MANAGEMENT LLC
Office #1: 425 Alshey Ridge Blvd., Suite 300, Shreveport, LA 71106RIA
CRD#: 141413
Shreveport, LA
Past
June 6, 2014 - January 30, 2015
CENTER STREET SECURITIES, INC.
BD
CRD#: 26898
SHREVEPORT, LA
Past
March 2, 2010 - June 6, 2014
CENTER STREET SECURITIES, INC.
BD
CRD#: 26898
SHREVEPORT, LA
Past
May 3, 1999 - November 16, 2007
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
NEW YORK, NY
Past
August 2, 1988 - May 3, 1999
GUARDIAN INVESTOR SERVICES LLC
BD
CRD#: 6635
NEW YORK, NY
Past
May 26, 1977 - April 29, 1988
MONY SECURITIES CORPORATION
BD
CRD#: 4386
Past
May 26, 1977 - May 3, 1988
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK
BD
CRD#: 2873
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BC
BROOKSTONE CAPITAL MANAGEMENT LLC
BROOKSTONE CAPITAL MANAGEMENT LLC | XL ADVISORS LLC
CRD#: 141413 / SEC#: 801-68010
RIA
Registered Investment Advisory firm - (6/20/2007 Approved)Arizona
Registered Investment Advisory firm - (6/25/2007 Terminated)Arkansas
Registered Investment Advisory firm - (7/3/2007 Terminated)California
Registered Investment Advisory firm - (6/26/2007 Terminated)Illinois
Registered Investment Advisory firm - (6/20/2007 Terminated)Indiana
Registered Investment Advisory firm - (6/25/2007 Terminated)Nevada
Registered Investment Advisory firm - (7/19/2007 Terminated)Ohio
Registered Investment Advisory firm - (6/25/2007 Terminated)Oklahoma
Registered Investment Advisory firm - (6/20/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/27/2007 Terminated)Tennessee
Registered Investment Advisory firm - (7/25/2007 Terminated)Texas
Registered Investment Advisory firm - (6/25/2007 Terminated)Virginia
Registered Investment Advisory firm - (7/6/2007 Terminated)Washington
Registered Investment Advisory firm - (6/25/2007 Terminated)Wisconsin
Registered Investment Advisory firm - (6/25/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Louisiana(4/2/2008)
IAR
Texas(3/28/2008)
Exams
General Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 5/20/1977
Registered Representative ExaminationCurrent Firm
BC
BROOKSTONE CAPITAL MANAGEMENT LLC
BROOKSTONE CAPITAL MANAGEMENT LLC | XL ADVISORS LLC
CRD#: 141413 / SEC#: 801-68010
RIA
Registered Investment Advisory firm - (6/20/2007 Approved)Arizona
Registered Investment Advisory firm - (6/25/2007 Terminated)Arkansas
Registered Investment Advisory firm - (7/3/2007 Terminated)California
Registered Investment Advisory firm - (6/26/2007 Terminated)Illinois
Registered Investment Advisory firm - (6/20/2007 Terminated)Indiana
Registered Investment Advisory firm - (6/25/2007 Terminated)Nevada
Registered Investment Advisory firm - (7/19/2007 Terminated)Ohio
Registered Investment Advisory firm - (6/25/2007 Terminated)Oklahoma
Registered Investment Advisory firm - (6/20/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/27/2007 Terminated)Tennessee
Registered Investment Advisory firm - (7/25/2007 Terminated)Texas
Registered Investment Advisory firm - (6/25/2007 Terminated)Virginia
Registered Investment Advisory firm - (7/6/2007 Terminated)Washington
Registered Investment Advisory firm - (6/25/2007 Terminated)Wisconsin
Registered Investment Advisory firm - (6/25/2007 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1745 S. Naperville Road Suite 200, Wheaton, IL 60189
Mailing Address
Phone number
(630) 653-1400
Established
Firm type
Fiscal year end
# of Employees
395
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 73,650 |
| AUM (Assets Under Management) | $ 10,409,137,908 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
