James H. Perri
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Howard Perri was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1977. James had worked at 4 firms and has passed the Series 65, Series 66, Series 63, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 9, 2006 - November 4, 2022
FAIRLANE INVESTMENT ADVISORS INC
March 31, 1986 - August 27, 1997
MARINER FINANCIAL SERVICES, INC.
April 9, 1979 - April 8, 1986
MUTUAL SERVICE CORPORATION
May 20, 1977 - May 3, 1979
PW SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 5/16/1977
Registered Representative ExaminationCurrent Firm
FAIRLANE INVESTMENT ADVISORS INC
CRD#: 105624 / SEC#: 801-23954
Contact information
Regulatory assets under management
| Total Number of Accounts | 299 |
| AUM (Assets Under Management) | $ 74,507,870 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 05/14/2024 | ||
| 05/10/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
