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SG

Scott P. George

CMD GLOBAL PARTNERS
Chicago, IL 60606
Some features on this profile are disabled
CRD#: 836997
SG

Professional summary

Scott Peter George, who also goes by Scott P George, is a registered financial professional currently at CMD GLOBAL PARTNERS, LLC located in Chicago, Illinois.

Scott is registered as a RR (Registered Representative) and started their career in finance in 1977. Scott has worked at 12 firms and has passed the Series 63, Series 82TO, SIE, Series 7, PC and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Scott P George

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Scott Peter George's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 30, 2020 - Present

CMD GLOBAL PARTNERS, LLC

Office #1: 123 N Wacker Dr Suite 1375, Chicago, IL 60606
BD
CRD#: 306063
Chicago, IL
Past

February 5, 2020 - October 26, 2020

STILLPOINT CAPITAL, LLC

BD
CRD#: 133146
TAMPA, FL
Past

October 26, 2017 - March 2, 2020

XMS CAPITAL PARTNERS, LLC

BD
CRD#: 142871
CHICAGO, IL
Past

April 4, 2008 - February 13, 2012

P & M CORPORATE FINANCE, LLC

BD
CRD#: 129624
CHICAGO, IL
Past

February 22, 2005 - March 20, 2008

MORGAN JOSEPH TRIARTISAN LLC

BD
CRD#: 10948
CHICAGO, IL
Past

June 20, 2001 - March 8, 2005

GIULIANI CAPITAL ADVISORS LLC

BD
CRD#: 111140
CHICAGO, IL
Past

November 6, 1999 - September 15, 2000

TUCKER ANTHONY INCORPORATED

BD
CRD#: 837
BOSTON, MA
Past

June 29, 1999 - November 1, 1999

CLEARY GULL INC.

BD
CRD#: 45309
MILWAUKEE, WI
Past

March 20, 1991 - February 18, 1994

DB ALEX. BROWN LLC

BD
CRD#: 17790
BALTIMORE, MD
Past

April 12, 1988 - January 3, 1991

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
NEW YORK, NY
Past

August 19, 1980 - March 23, 1988

SALOMON BROTHERS INC.

BD
CRD#: 740
Past

April 21, 1977 - October 19, 1978

MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.

BD
CRD#: 572

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(5/27/2021)
RR
Illinois
(12/1/2020)

Exams

State Security Law Exam
RR
Series 63
Date: 2/22/2020
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 82TO
Date: 1/2/2023
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/28/1999
General Securities Representative Examination
General Industry/Product Exam
RR
PC
Date: 9/8/1977
AMEX Put and Call Exam
Principal/Supervisory Exam
RR
Series 24
Date: 6/15/2001
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

CG
CMD GLOBAL PARTNERS, LLC
CMD GLOBAL ADVISORS, LLC | CMD GLOBAL PARTNERS, LLC

CRD#: 306063 / SEC#: , 8-70432

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
123 N Wacker Dr Suite 1375, Chicago, IL 60606
Mailing Address
123 N Wacker Dr Suite 1375, Chicago, IL 60606
Phone number
(312) 550-2666
Established
Delaware since 09/20/2019
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
BARRY, CONOR NOELMANAGING DIRECTOR, MEMBER7296720
SALAMASICK, MARK CHRISTOPHERMANAGING DIRECTOR, MEMBER
ADAMS, JOHN CHARLESMANAGING DIRECTOR, MEMBER
GEORGE, SCOTT PETERMANAGING DIRECTOR, MEMBER
SHEA, THOMAS EDWARDCCO AND FINOP2299633

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CMD GLOBAL PARTNERS, LLC

CRD#: 306063Chicago, IL 60606

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