Scott Peter George
Professional Summary
Scott Peter George, who also goes by Scott P George, is a registered financial advisor currently at CMD GLOBAL PARTNERS, LLC located in Chicago, Illinois. Scott is registered as a RR (Registered Representative) and started their career in finance in 1977. Scott has worked at 12 firms and has passed the Series 63, Series 82TO, SIE, Series 7, PC and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Scott P George
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
49 years in the financial services industry
Current & Past Employments
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Current Firm
CMD GLOBAL ADVISORS, LLC | CMD GLOBAL PARTNERS, LLC
Contact Information
Main Address
123 N Wacker Dr Suite 1375, Chicago, IL 60606Mailing Address
123 N Wacker Dr Suite 1375, Chicago, IL 60606Phone Number
(312) 550-2666Established
Delaware since 09/20/2019Firm Type
Limited Liability CompanyFiscal Year End
JuneFirm Size
SmallFINRA licenses (3 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(5/27/2021)
(12/1/2020)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 82TO — Limited Representative-Private Securities Offerings
Passed Jan 2023About the Series 82TO examPC — AMEX Put and Call Exam
Passed Sep 1977SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Scott Peter George's CRS (Customer Relationship Summary).
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