Thomas Edward Shea
Professional Summary
Thomas Edward Shea, who also goes by Thomas E Shea, Tom E Shea, is a registered financial advisor currently at CMD GLOBAL PARTNERS, LLC located in Chicago, Illinois and IHT SECURITIES, LLC located in Chicago, Illinois. Thomas is registered as a RR (Registered Representative) and started their career in finance in 1992. Thomas has worked at 20 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 55, Series 7 and Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Thomas E Shea, Tom E Shea
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
33 years in the financial services industry
Current & Past Employments
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Current Firm
COPPER BEECH CAPITAL LLC
Contact Information
Main Address
1223 N Church Street, Moorestown, NJ 08057Mailing Address
1223 N Church Street, Moorestown, NJ 08057Phone Number
(856) 988-8300Established
New Jersey since 06/14/2024Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (8 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(4/19/2021)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Aug 2000SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Thomas Edward Shea's CRS (Customer Relationship Summary).
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