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AS

Alan Lee Salzbank

CRD# 836849·Registered 1977 - 2013
Previously Registered: Being a previously registered professional could mean that Alan is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Alan Lee Salzbank was a registered financial advisor. Alan was a previously registered financial professional and started their career in finance 1977 - 2013. Alan had worked at 6 firms and has passed the Series 63, Series 44, Series 5, Series 7 and Series 8 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

49 years in the financial services industry

Current & Past Employments

VICTOR SECURITIES, LLC·CRD# 146664
BD
Englewood, NJ
July 24, 2013 - December 9, 2013
GARGOYLE STRATEGIC INVESTMENTS L.L.C.·CRD# 43238
BD
Englewood, NJ
September 26, 2003 - June 6, 2013
GRUNTAL & CO., L.L.C.·CRD# 372
BD
October 1, 1985 - April 3, 1987
JII SECURITIES INC.·CRD# 406
BD
April 21, 1980 - October 1, 1985
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
September 26, 1978 - April 12, 1980
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.·CRD# 572
BD
April 21, 1977 - September 26, 1978

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Current Firm

VS
VICTOR SECURITIES, LLC

PERMAC SECURITIES, INC. | VICTOR SECURITIES, LLC | VICTOR SECURITIES, INC. | VICTOR SECURITIES

CRD#: 146664 / SEC#: 8-67841
BD
Terminated by SEC on 12/30/2016

Contact Information

Established

Delaware since 04/12/2007

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
VICTOR IB HOLDINGS LLCSOLE SHAREHOLDER—
BAKHLER, KIRILLCEO & CCO4576372

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1986About the Series 63 exam

Series 44 — PCX Market Maker Exam

Passed Apr 2007

Series 5 — Interest Rate Options Examination

Passed Sep 1981

Series 7 — General Securities Representative Examination

Passed Apr 1977About the Series 7 exam

Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)

Passed Dec 1985

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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