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AS

Alan L. Salzbank

Some features on this profile are disabled
CRD#: 836849
AS

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Alan Lee Salzbank was a registered financial professional .

Alan is a previously registered financial professional and started their career in finance in 1977. Alan had worked at 6 firms and has passed the Series 63, Series 44, Series 5, Series 7 and Series 8 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

July 24, 2013 - December 9, 2013

VICTOR SECURITIES, LLC

BD
CRD#: 146664
ENGLEWOOD, NJ
Past

September 26, 2003 - June 6, 2013

GARGOYLE STRATEGIC INVESTMENTS L.L.C.

BD
CRD#: 43238
ENGLEWOOD, NJ
Past

October 1, 1985 - April 3, 1987

GRUNTAL & CO., L.L.C.

BD
CRD#: 372
Past

April 21, 1980 - October 1, 1985

JII SECURITIES INC.

BD
CRD#: 406
Past

September 26, 1978 - April 12, 1980

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

April 21, 1977 - September 26, 1978

MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.

BD
CRD#: 572

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 3/10/1986
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 44
Date: 4/24/2007
PCX Market Maker Exam
General Industry/Product Exam
RR
Series 5
Date: 9/25/1981
Interest Rate Options Examination
General Industry/Product Exam
RR
Series 7
Date: 4/16/1977
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 8
Date: 12/6/1985
General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

VS
VICTOR SECURITIES, LLC
PERMAC SECURITIES, INC. | VICTOR SECURITIES, LLC | VICTOR SECURITIES, INC. | VICTOR SECURITIES

CRD#: 146664 / SEC#: , 8-67841

BD
Terminated by SEC on 12/30/2016
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Contact information

Main Address
Mailing Address
Phone number
Established
Delaware since 04/12/2007
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
VICTOR IB HOLDINGS LLCSOLE SHAREHOLDER
BAKHLER, KIRILLCEO & CCO4576372

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

VICTOR SECURITIES, LLC

CRD#: 146664

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