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Kirill Bakhler

CRD# 4576372·Registered 2002 - 2018
Previously Registered: Being a previously registered professional could mean that Kirill is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Kirill Bakhler, who also goes by Kevin Bakhler, was a registered financial advisor. Kirill was a previously registered financial professional and started their career in finance 2002 - 2018. Kirill had worked at 6 firms and has passed the Series 63, SIE, Series 79, Series 34, Series 55, Series 3, Series 16, Series 87, Series 7, Series 53, Series 27, Series 4 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Kevin Bakhler

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

24 years in the financial services industry

Current & Past Employments

CV BROKERAGE, INC·CRD# 462
BD
New York, NY
April 21, 2017 - August 25, 2018
VICTOR SECURITIES, LLC·CRD# 146664
BD
Englewood, NJ
August 27, 2010 - January 3, 2017
INSTINET, LLC·CRD# 7897
BD
New York, NY
January 22, 2010 - August 19, 2010
TORC INVESTMENTS AND RESEARCH LLC·CRD# 103724
BD
New York, NY
April 24, 2006 - April 20, 2010
COHEN CAPITAL GROUP, LLC·CRD# 43418
BD
New York, NY
January 24, 2006 - April 3, 2006
LADENBURG CAPITAL MANAGEMENT INC.·CRD# 14623
BD
Bethpage, NY
August 26, 2002 - November 12, 2002

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Current Firm

CB
CV BROKERAGE, INC

CV BROKERAGE INC | JAMES C. BUTTERFIELD INC. | CV BROKERAGE, INC

CRD#: 462 / SEC#: 8-12429
BD
Cancelled by SEC on 09/28/2023

Contact Information

Established

Michigan since 05/25/1965

Firm Type

Corporation

Fiscal Year End

December

FINRA licenses (1 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
CV INVESTMENTS, LLCMEMBER—
JUILIANO, COLLEEN JANEFINOP4818898
MCCORMACK, WILLIAM THOMASCEO, CCO, COO2690069

Disclosures

Regulatory Event

10

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2006About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Aug 2018About the SIE exam

Series 79 — Investment Banking Registered Representative Examination

Passed Nov 2012About the Series 79 exam

Series 34 — Retail Off-Exchange FOREX Examination

Passed Mar 2011About the Series 34 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Aug 2009

Series 3 — National Commodity Futures Examination

Passed Jun 2007About the Series 3 exam

Series 16 — NYSE Supervisory Analyst Examination

Passed Feb 2007About the Series 16 exam

Series 87 — Research Analyst Exam - Part II Regulations Module

Passed Jun 2006About the Series 87 exam

Series 7 — General Securities Representative Examination

Passed Aug 2002About the Series 7 exam

Series 53 — Municipal Securities Principal Examination

Passed Aug 2006About the Series 53 exam

Series 27 — Financial and Operations Principal Examination

Passed Mar 2006About the Series 27 exam

Series 4 — Registered Options Principal Examination

Passed Feb 2006About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Feb 2006About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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KB
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