Craig R. Johnson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Craig Randall Johnson was a registered financial professional .
Craig is a previously registered financial professional and started their career in finance in 1983. Craig had worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 6, 2007 - September 17, 2025
HARVEST CAPITAL STRATEGIES LLC
February 15, 2002 - January 10, 2024
CITIZENS JMP SECURITIES, LLC
October 1, 1997 - August 8, 2000
BANC OF AMERICA SECURITIES LLC
December 30, 1983 - October 1, 1997
MONTGOMERY SECURITIES
State Registrations and Notice Filings
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Exams
Current Firm
HARVEST CAPITAL STRATEGIES LLC
CRD#: 130037 / SEC#: 801-66003
Contact information
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 1,054,943 |
Red Flags
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