Gordon L. Peterson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gordon Leroy Peterson was a registered financial professional .
Gordon is a previously registered financial professional and started their career in finance in 1977. Gordon had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 27, Series 4 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 10, 1989 - February 19, 2020
INTERNATIONAL RESEARCH & ASSET MANAGEMENT INC
July 27, 1987 - October 10, 2019
INTERNATIONAL RESEARCH SECURITIES, INC.
March 13, 1985 - September 2, 1987
HOME SHOPPING CLUB SECURITIES, INC.
April 11, 1977 - March 21, 1985
ANSPACHER SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Series 40
Date: 1/18/1977
Registered Principal ExaminationCurrent Firm
INTERNATIONAL RESEARCH & ASSET MANAGEMENT INC
CRD#: 105372 / SEC#: 801-30967
Contact information
Red Flags
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