Averell W. Satloff
Professional Summary
Averell W. Satloff, who also goes by Averell Wayne Satloff, is a registered financial advisor currently at VESTECH SECURITIES, INC. located in St. Louis, Missouri. Averell is registered as a RR (Registered Representative) and started their career in finance in 1977. Averell has worked at 22 firms and has passed the Series 63, Series 99TO, Series 79TO, Series 72, SIE, Series 41, PC, Series 7, Series 24, Series 14, Series 27, Series 9, Series 10,...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Averell Wayne Satloff
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
49 years in the financial services industry
Current & Past Employments
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Current Firm
ENHANCED PREMIUM PARTNERS III, LLC | VESTECH SECURITIES, INC. | VESTECH SECURITIES, INC | REAL PREMIUM PARTNERS, V | REAL PREMIUM PARTNERS, LLC IV | REAL PREMIUM PARTNERS, LLC | REAL PREMIUM APPRECIATION | ENHANCED PREMIUM PARTNERS, LLC
Contact Information
Main Address
11477 Olde Cabin Rd. Suite 310, St. Louis, MO 63141Mailing Address
11477 Olde Cabin Rd. Suite 310, St. Louis, MO 63141Phone Number
(314) 828-2111Established
Kansas since 03/13/1996Firm Type
CorporationFiscal Year End
JuneFirm Size
SmallFINRA licenses (41 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(2/10/2022)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 72 — Government Securities Representative Examination
Passed Jan 2023Series 41 — NYSE Allied Member Examination
Passed Aug 1978PC — AMEX Put and Call Exam
Passed Apr 1978Series 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jan 2023About the Series 9 examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Jan 2023About the Series 10 examSeries 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Jul 1994Series 40 — Registered Principal Examination
Passed Aug 1978F04 — Financial Principal Examination
Passed Jul 1978SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Averell W. Satloff's CRS (Customer Relationship Summary).
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