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JH

John Chunen Huang

VESTECH ASSET MANAGEMENT
SAINT LOUIS, MO
·CRD# 2659909·30 years experience

Professional Summary

John Chunen Huang, who also goes by John C Huang, John Huang, Johnny Huang, is a registered financial advisor currently at VESTECH ASSET MANAGEMENT INC. located in Saint Louis, Missouri and VESTECH SECURITIES, INC. located in St. Louis, Missouri. John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. John has worked at 12 firms and has passed the Series 65, Series 63, Series...

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

John C Huang, John Huang, Johnny Huang

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

VESTECH ASSET MANAGEMENT INC.·CRD# 285685
RIA
11477 Olde Cabin Road Suite 310, Saint Louis, MO 63141
July 27, 2017 - Present
VESTECH SECURITIES, INC.·CRD# 41409
BD
11477 Olde Cabin Road Suite 310, St. Louis, MO 63141
February 4, 2016 - Present
PRIVATE LABEL MONEY MANAGEMENT, INC.·CRD# 154952
RIA
Kirkwood, MO
April 19, 2013 - October 27, 2015
OAKBRIDGE FINANCIAL SERVICES·CRD# 16323
BD
St. Louis, MO
February 11, 2011 - December 1, 2015
SCOTTRADE, INC.·CRD# 8206
BD
St. Louis, MO
August 25, 2004 - February 6, 2009
REDWOOD SECURITIES GROUP, INC.·CRD# 27536
RIA
City Of Industry, CA
March 8, 2004 - August 11, 2004
REDWOOD SECURITIES GROUP, INC.·CRD# 27536
BD
San Francisco, CA
January 14, 2004 - August 11, 2004
CAMDEN SECURITIES, INC.·CRD# 18305
BD
Los Angeles, CA
September 17, 2002 - August 13, 2003
ASI INVESTMENTS, INC.·CRD# 47780
BD
Buena Park, CA
February 18, 2000 - August 29, 2001
STOCK USA, INC.·CRD# 40687
BD
El Cajon, CA
October 28, 1999 - November 27, 2001
MILESTONE FINANCIAL SERVICES, INC.·CRD# 43295
BD
Bohemia, NY
October 25, 1999 - November 3, 1999
BESTRADE INC.·CRD# 43173
BD
El Monte, CA
September 24, 1998 - November 15, 1999
MILESTONE FINANCIAL SERVICES, INC.·CRD# 43295
BD
Bohemia, NY
November 6, 1997 - August 26, 1998
NEXT ADVISORS SECURITIES·CRD# 39282
BD
San Jose, CA
February 13, 1996 - February 4, 1998

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Current Firm

VA
VESTECH ASSET MANAGEMENT INC.

MAENDEL WEALTH | VESTECH ASSET MANAGEMENT INC. | ROYAL CROWN WEALTH MANAGEMENT | MEYER FINANCIAL GROUP

CRD#: 285685
Connecticut
Registered Investment Advisory firm - Connecticut (8/8/2017 Approved)
Illinois
Registered Investment Advisory firm - Illinois (6/18/2020 Approved)
Kansas
Registered Investment Advisory firm - Kansas (6/9/2017 Approved)
Michigan
Registered Investment Advisory firm - Michigan (12/2/2016 Approved)
Missouri
Registered Investment Advisory firm - Missouri (6/8/2017 Approved)
North Carolina
Registered Investment Advisory firm - North Carolina (9/21/2017 Approved)
Pennsylvania
Registered Investment Advisory firm - Pennsylvania (9/21/2018 Approved)
Texas
Registered Investment Advisory firm - Texas (12/3/2018 Approved)

Contact Information

Main Address

11477 Olde Cabin Road Suite 310, Saint Louis, MO 63141

Phone Number

(314) 828-2111

# of Employees

14

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

278

AUM (Assets Under Management)

$99,676,914

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name of the other business: Vestech Securities, Inc. Investment-related: Yes Address of the other business: 11477 Olde Cabin Road, Suite 310, Saint Louis, MO, 63141 Nature of the other business: Broker Dealer Position; title, or relationship with the other business: President, Financial Representative Start date of your relationship: 02/2016 Approximate number of hours/month you devote to the other business: 160 Number of hours you devote to the other business during securities trading hours: 160 Briefly describe your duties relating to the other business: President and financial representative of the firm.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(4/30/2024)
RR
Indiana
(8/9/2018)
RR
Kansas
(3/9/2017)
RR
Maine
(5/20/2024)
RR
Missouri
(2/9/2016)
IAR
Missouri
(7/27/2017)
RR
Nevada
(2/18/2016)
RR
Pennsylvania
(6/15/2016)
IAR
Pennsylvania
(9/21/2018)
RR
Tennessee
(4/19/2023)
RR
Texas
(5/17/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Apr 2013About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1995About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 52TO — Municipal Securities Representative Examination

Passed Jan 2023About the Series 52TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Jan 2000

Series 7 — General Securities Representative Examination

Passed Dec 1995About the Series 7 exam

Series 27 — Financial and Operations Principal Examination

Passed Jan 2023About the Series 27 exam

Series 4 — Registered Options Principal Examination

Passed Jan 2023About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Jan 2023About the Series 24 exam

Series 53 — Municipal Securities Principal Examination

Passed Dec 2011About the Series 53 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view John Chunen Huang's CRS (Customer Relationship Summary).

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