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JG

Joseph J. Gilbert

WINKLEVOSS INSURANCE AGENCY
GREENWICH, CT 06830
Some features on this profile are disabled
CRD#: 835514
JG

Professional summary

Joseph John Gilbert is a registered financial professional currently at WINKLEVOSS INSURANCE AGENCY, LLC located in Greenwich, Connecticut.

Joseph is registered as a RR (Registered Representative) and started their career in finance in 1993. Joseph has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joseph John Gilbert's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 3, 2019 - Present

WINKLEVOSS INSURANCE AGENCY, LLC

Office #1: 640 West Putnam Ave 2nd Floor, Greenwich, CT 06830
BD
CRD#: 39081
GREENWICH, CT
Past

September 10, 1993 - December 2, 1994

SMH CAPITAL INVESTMENTS LLC

BD
CRD#: 24535
Past

February 4, 1993 - December 12, 1994

AMERICAN GENERAL EQUITY SERVICES CORPORATION

BD
CRD#: 5435

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(1/4/2019)

Exams

State Security Law Exam
RR
Series 63
Date: 5/17/2019
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 1/3/2019
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 1/3/2019
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

WI
WINKLEVOSS INSURANCE AGENCY, LLC
WINKLEVOSS INSURANCE AGENCY, LLC | WINKLEVOSS INSURANCE CORPORATION

CRD#: 39081 / SEC#: , 8-48544

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
640 West Putnam Ave 2nd Floor, Greenwich, CT 06830
Mailing Address
Po Box 4997, Greenwich, CT 06831
Phone number
(203) 861-5500
Established
Delaware since 06/16/2003
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (10 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
WINKLEVOSS, LLCMEMBER
WINKLEVOSS, HOWARD EDWARDMANAGER, CHIEF COMPLIANCE OFFICER2652707

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WINKLEVOSS INSURANCE AGENCY, LLC

CRD#: 39081Greenwich, CT 06830

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