Thomas E. Brady
Professional summary
Thomas Edward Brady, who also goes by Tom Brady, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 1977. Thomas has worked at 6 firms and has passed the Series 63, Series 6TO, Series 22TO, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas Edward Brady's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 21, 2022 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901July 6, 2004 - April 1, 2022
VALMARK SECURITIES, INC.
December 17, 2001 - July 13, 2004
EQUITABLE ADVISORS, LLC
May 17, 1991 - December 31, 2001
WALNUT STREET SECURITIES, INC.
May 22, 1984 - October 23, 1989
OGILVIE SECURITY ADVISORS CORPORATION
March 10, 1977 - December 23, 1985
NEW ENGLAND SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/21/2022)
(9/27/2024)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationSeries 1
Date: 3/3/1977
Registered Representative ExaminationFINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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