Myra A. Hayden
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Myra Ann Hayden, who also goes by Ann Hayden, Myra A Hayden, Myra Ann Hayden, Myra Hayden, was a registered financial professional .
Myra is a previously registered financial professional and started their career in finance in 1998. Myra had worked at 11 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 1, 2022 - November 3, 2022
CHARLES SCHWAB & CO., INC.
July 1, 2022 - November 3, 2022
CHARLES SCHWAB & CO., INC.
April 18, 2022 - October 14, 2022
TD AMERITRADE, INC.
April 18, 2022 - November 3, 2022
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
April 18, 2022 - November 3, 2022
TD AMERITRADE, INC.
February 3, 2020 - March 31, 2022
WELLS FARGO CLEARING SERVICES, LLC
February 3, 2020 - March 31, 2022
WELLS FARGO CLEARING SERVICES, LLC
January 7, 2019 - January 2, 2020
PNC MANAGED ACCOUNT SOLUTIONS, INC.
December 26, 2018 - January 2, 2020
BBVA SECURITIES INC.
October 1, 2012 - October 15, 2018
J.P. MORGAN SECURITIES LLC
October 1, 2012 - October 15, 2018
J.P. MORGAN SECURITIES LLC
July 6, 2005 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
July 6, 2005 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
September 17, 2002 - July 6, 2005
BANC ONE SECURITIES CORPORATION
August 15, 2002 - July 6, 2005
BANC ONE SECURITIES CORPORATION
April 27, 2001 - April 26, 2002
UBS FINANCIAL SERVICES INC.
April 27, 2001 - April 26, 2002
UBS FINANCIAL SERVICES INC.
October 20, 1998 - May 10, 2001
CITIGROUP GLOBAL MARKETS INC.
Primary Firm SEC Registration
CHARLES SCHWAB & CO., INC.
CRD#: 5393 / SEC#: 801-29938, 8-16514
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CHARLES SCHWAB & CO., INC.
CRD#: 5393 / SEC#: 801-29938, 8-16514
Contact information
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SCHWAB HOLDINGS, INC. | 100% OWNER | |
| BEATTY, JONATHAN SCOTT | DIRECTOR, MANAGING DIRECTOR AND HEAD OF ADVISOR SERVICES | 2429276 |
| CRAIG, JONATHAN M | PRESIDENT, DIRECTOR, MANAGING DIRECTOR AND HEAD OF INVESTOR SERVICES AND MARKETING | 4144656 |
| HATHI, NEESHA K | MANAGING DIRECTOR HEAD OF WEALTH & ADVICE SOLUTIONS | 2648997 |
| HOWARD, DENNIS WILLARD | MANAGING DIRECTOR AND CHIEF INFORMATION OFFICER | 6403083 |
| NICHOLS, CHARLES | MANAGING DIRECTOR AND BROKER DEALER & INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | 4811434 |
| STARR, JEFFREY HAROLD | MANAGING DIRECTOR, AND OPERATIONAL SERVICES AND PRINCIPAL OPERATIONS OFFICER | 4700461 |
| VERDESCHI, MICHAEL DANIEL | MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER AND PRINCIPAL FINANCIAL OFFICER, DIRECTOR | 4570777 |
Disclosures
| Regulatory Event | 58 |
| Civil Event | 3 |
| Arbitration | 248 |
| Bond | 2 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/24/2025 | ||
| 01/19/2024 | ||
| 04/14/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
