Dennis C. Walters
Professional summary
Dennis Carl Walters, who also goes by Denny Walters, is a registered financial advisor currently at AMERITAS ADVISORY SERVICES, LLC located in Clarkston, Michigan and AMERITAS INVESTMENT COMPANY, LLC located in Clarkston, Michigan.
Dennis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1977. Dennis has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Dennis Carl Walters's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 1, 2021 - Present
AMERITAS ADVISORY SERVICES, LLC
Office #1: 7410 M.e.cad Blvd Ste B, Clarkston, MI 48348June 30, 2006 - Present
AMERITAS INVESTMENT COMPANY, LLC
Office #1: 7410 M.e.cad Blvd. Suite B, Clarkston, MI 48348February 11, 2010 - November 1, 2021
AMERITAS INVESTMENT COMPANY, LLC
January 2, 1992 - June 30, 2006
CARILLON INVESTMENTS, INC.
January 29, 1991 - January 7, 1992
GREEN HILL FINANCIAL SERVICE CORPORATION
June 15, 1988 - January 21, 1991
NEW ENGLAND SECURITIES
February 22, 1977 - June 1, 1988
MONY SECURITIES CORPORATION
February 22, 1977 - June 3, 1988
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK
Primary Firm SEC Registration
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245 / SEC#: 801-55153
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/11/2013)
(6/30/2006)
(4/1/2010)
(6/4/2010)
(4/4/2012)
(6/30/2006)
(5/10/2018)
(4/24/2015)
(1/8/2019)
(6/30/2006)
(4/2/2014)
(5/15/2015)
(5/13/2022)
(6/29/2023)
(6/30/2006)
(6/30/2006)
(11/1/2021)
(5/31/2017)
(8/5/2016)
(6/30/2006)
(6/30/2006)
(7/9/2015)
(4/18/2023)
(9/16/2016)
(6/30/2006)
(6/30/2006)
(5/14/2014)
(4/16/2018)
(6/30/2006)
Exams
Series 1
Date: 2/14/1977
Registered Representative ExaminationFINRA
Current Firm
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245 / SEC#: 801-55153
Contact information
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 41,501 |
| AUM (Assets Under Management) | $ 11,506,548,514 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 07/23/2024 | ||
| 07/27/2023 |
Red Flags
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