Khanh C. Huynh
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Khanh Cong Huynh, who also goes by H C Khanh, Huynh Cong Khanh, was a registered financial professional .
Khanh is a previously registered financial professional and started their career in finance in 1977. Khanh had worked at 12 firms and has passed the Series 63, Series 6, Series 1 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 16, 2005 - December 4, 2013
FARMERS FINANCIAL SOLUTIONS, LLC
October 29, 2004 - October 10, 2005
MML INVESTORS SERVICES, LLC
October 31, 2003 - August 6, 2004
AMERITAS INVESTMENT COMPANY, LLC
July 10, 2000 - October 31, 2003
THE ADVISORS GROUP, INC.
February 2, 1998 - July 27, 2000
METROPOLITAN LIFE INSURANCE COMPANY
February 2, 1998 - July 27, 2000
MSI FINANCIAL SERVICES, INC.
October 21, 1996 - December 10, 1997
GUARDIAN INVESTOR SERVICES LLC
December 6, 1993 - October 10, 1996
BMA FINANCIAL SERVICES, INC.
June 30, 1988 - September 29, 1993
FIDELITY EQUITY SERVICES CORPORATION
December 12, 1986 - July 3, 1990
CONSECO EQUITY SALES, INC.
February 2, 1977 - January 27, 1978
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
February 2, 1977 - January 27, 1978
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 1/28/1977
Registered Representative ExaminationCurrent Firm
FARMERS FINANCIAL SOLUTIONS, LLC
CRD#: 103863 / SEC#: 801-108217, 8-52361
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FFS HOLDING, LLC | MANAGING MEMBER | |
| BORKIN, JOSHUA ALAN | CHIEF FINANCIAL OFFICER | 6536355 |
| DAHM, CHRISTINE | BOARD MEMBER | 8191792 |
| DO, CHAU | SECRETARY | 7865522 |
| HANSON, GUY MEADE | BOARD MEMBER | 7165729 |
| HOHL, DOREN EUGENE | BAORD MEMBER | 1953425 |
| ROBINSON, TARETHA ANN | CHIEF COMPLIANCE OFFICER | 4539081 |
| ROBINSON, TARETHA ANN | DIRECTOR OF OPERATIONS | 4539081 |
| SCHEAR, ZACHARY | PRESIDENT | 5958762 |
| SCOTT, JANICE GALE | BOARD MEMBER | 7909854 |
| WILLOUGHBY, DENITA ANNETTE | BOARD MEMBER | 2368099 |
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
