Larry S. Dickerson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Larry Speck Dickerson was a registered financial professional .
Larry is a previously registered financial professional and started their career in finance in 1977. Larry had worked at 6 firms and has passed the Series 63, Series 72, SIE, Series 7, Series 52, Series 1, Series 9, Series 10 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 15, 2005 - February 20, 2024
SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.
October 17, 2000 - June 14, 2005
RAYMOND JAMES & ASSOCIATES, INC.
January 2, 1996 - October 31, 2000
WACHOVIA SECURITIES, INC.
September 24, 1991 - January 1, 1996
VINING-SPARKS IBG, LLC
December 17, 1984 - October 3, 1991
WACHOVIA SECURITIES, INC.
September 18, 1978 - December 26, 1984
MARCUS, STOWELL & BEYE, INC.
March 2, 1978 - September 29, 1978
UMIC, INC.
February 1, 1977 - April 18, 1978
MARCUS, STOWELL & BEYE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 72
Date: 1/2/2023
Government Securities Representative ExaminationSeries 1
Date: 1/22/1977
Registered Representative ExaminationSeries 8
Date: 4/5/1989
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.
CRD#: 6950 / SEC#: 801-68820, 8-18971
Contact information
FINRA licenses (49 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SOUTHSTATE BANK, NATIONAL ASSOCIATION | OWNER | |
| BONONNO, JOSEPH KEMP | CHIEF FINANCIAL OFFICER | 7437632 |
| CHERRY, JAMES CROWELL | CHIEF COMPLIANCE OFFICER | 2870353 |
| HODGES, STUART LEE | SVP, PRESIDENT | 7370566 |
| HOWARD, HEATHER DIANE | CORPORATE SECRETARY/COMPLIANCE OFFICER | 4349745 |
| TUCKER, KIMBERLY SHAY | OPERATIONS MANAGER - PRINCIPAL OPERATIONS OFFICER | 7370391 |
Disclosures
| Regulatory Event | 9 |
| Arbitration | 1 |
Red Flags
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