Henry Montag

LEBENTHAL GLOBAL ADVISORS

Hauppauge, NY 11788

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CRD#: 832513

Professional summary

Henry Montag, CFP® is a registered financial advisor currently at LEBENTHAL GLOBAL ADVISORS, LLC located in Hauppauge, New York and LEBENTHAL FINANCIAL SERVICES, INC. located in Jericho, New York.

Henry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1977. Henry has worked at 14 firms and has passed the Series 63, Series 6TO, Series 22TO, SIE and Series 1 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) Licensed Life Settlement Broker NYS 2) Member of Skate Safe America LLC that my mother lent money to before she passed in2003. I have no active role in the entity. 3) THE TOLI CENTER EAST - 12/15/2012 - 262 Half Hollow Road, Dix Hills, NY 11746 - Principal, Insurance sales, Not Invt Rel, Insurance business, 100 hrs/mo; 48 hrs/mo (during trading hours). 4.) Lebenthal Global Advisors, 7/2021 - Hauppauge, NY, Solicitor, Investment-related.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Henry Montag's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1986

Experience

Current

August 30, 2021 - Present

LEBENTHAL GLOBAL ADVISORS, LLC

Office #1: 200 Parkway Drive South Suite 200, Hauppauge, NY 11788

RIA

CRD#: 283303

Hauppauge, NY

Current

September 13, 2021 - Present

LEBENTHAL FINANCIAL SERVICES, INC.

Office #1: 500 N. Broadway Suite 238, Jericho, NY 11753

CRD#: 137988

Jericho, NY

Past

February 1, 2021 - September 16, 2021

TLG ADVISORS, INC.

RIA

CRD#: 111052

Dix Hills, NY

Past

November 6, 2020 - September 16, 2021

THE LEADERS GROUP, INC.

CRD#: 37157

SUMMIT, NJ

Past

August 12, 2015 - December 31, 2018

LEBENTHAL FINANCIAL SERVICES, INC.

CRD#: 137988

JERICHO, NY

Past

August 19, 2010 - September 26, 2013

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

UNIONDALE, NY

Past

June 11, 2009 - June 25, 2010

MML INVESTORS SERVICES, LLC

CRD#: 10409

SYOSSET, NY

Past

February 21, 2008 - May 18, 2009

CADARET, GRANT & CO., INC.

CRD#: 10641

JERICHO, NY

Past

December 17, 2007 - February 19, 2008

NORTH RIDGE SECURITIES CORP.

CRD#: 27098

MELVILLE, NY

Past

September 12, 2002 - December 21, 2007

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

CRD#: 18487

LYNBROOK, NY

Past

July 30, 1997 - July 24, 2001

PRINCETON EQUITY SECURITIES, INC.

CRD#: 15374

NEW YORK, NY

Past

March 1, 1996 - August 12, 1997

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Past

December 13, 1982 - September 23, 1983

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

June 11, 1980 - March 1, 1996

G. R. PHELPS & CO., INC.

CRD#: 173

Past

February 4, 1980 - April 30, 1980

CINCINNATI ANALYSTS, INC.

CRD#: 5478

Past

January 26, 1977 - January 7, 1980

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LEBENTHAL GLOBAL ADVISORS, LLC

LEBENTHAL GLOBAL ADVISORS, LLC | WEALTHSOURCE ADVISORY, LLC | RHINO WEALTH MANAGEMENT

CRD#: 283303 / SEC#: 801-110652

RIA

Registered Investment Advisory firm - (5/31/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

New York
(8/30/2021)

New York
(9/13/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 6/25/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6TO

Date: 1/2/2023

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 22TO

Date: 1/2/2023

Direct Participation Programs Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 1

Date: 1/20/1977

Registered Representative Examination

SRO Registrations

FINRA

Current Firm

LEBENTHAL GLOBAL ADVISORS, LLC

LEBENTHAL GLOBAL ADVISORS, LLC | WEALTHSOURCE ADVISORY, LLC | RHINO WEALTH MANAGEMENT

CRD#: 283303 / SEC#: 801-110652

RIA

Registered Investment Advisory firm - (5/31/2017 Approved)

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Contact information

Main Address

200 Parkway Drive South Suite 200, Hauppauge, NY 11788

Mailing Address

Phone number

(516) 785-1800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (23 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LEBENTHAL GLOBAL ADVISORS, LLC WRAP BROCHURE (2/25/2025)

LEBENTHAL GLOBAL ADVISORS, LLC DISCLOSURE BROCHURE (2/25/2025)

Regulatory assets under management

Total Number of Accounts	3,279
AUM (Assets Under Management)	$ 819,985,389

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Henry Montag

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Henry Montag's CRS (Customer Relationship Summary).

Certified licenses

Experience

LEBENTHAL FINANCIAL SERVICES, INC.

TLG ADVISORS, INC.

THE LEADERS GROUP, INC.

LEBENTHAL FINANCIAL SERVICES, INC.

HORNOR, TOWNSEND & KENT, LLC

MML INVESTORS SERVICES, LLC

CADARET, GRANT & CO., INC.

NORTH RIDGE SECURITIES CORP.

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

PRINCETON EQUITY SECURITIES, INC.

MML INVESTORS SERVICES, LLC

INTEGRATED RESOURCES EQUITY CORPORATION

G. R. PHELPS & CO., INC.

CINCINNATI ANALYSTS, INC.

LINCOLN FINANCIAL DISTRIBUTORS, INC.

Primary Firm SEC Registration

LEBENTHAL GLOBAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 6/25/1985

Series 6TO

Date: 1/2/2023

Series 22TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 1

Date: 1/20/1977

FINRA

Current Firm

LEBENTHAL GLOBAL ADVISORS, LLC

Contact information

SEC notice filing (23 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LEBENTHAL GLOBAL ADVISORS, LLC

TRUST BUT VERIFY

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