Sandy Badami
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sandy Badami, who also goes by Sandy Mejias, was a registered financial professional .
Sandy is a previously registered financial professional and started their career in finance in 1977. Sandy had worked at 5 firms and has passed the Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 23, 1990 - July 24, 2012
U.S. SECURITIES, INTL. CORP.
March 18, 1987 - September 27, 1988
REUTERS C CORPORATION
November 20, 1980 - June 14, 1986
PERSHING LLC
July 16, 1979 - January 19, 1980
KENNEDY, CABOT & CO.
January 3, 1977 - April 10, 1978
DEXTER SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
U.S. SECURITIES, INTL. CORP.
CRD#: 11238 / SEC#: , 8-18118
Contact information
FINRA licenses (14 States and Territories)
Disclosures
| Regulatory Event | 9 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
