John Thomas Pisapia
Professional Summary
John Thomas Pisapia is a registered financial advisor currently at CHELSEA ADVISORY SERVICES, INC located in Staten Island, New York and CHELSEA FINANCIAL SERVICES located in Staten Island, New York. John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. John has worked at 10 firms and has passed the Series 65, Series 63, Series 52TO, Series 99TO, Series 79TO, SIE, Series 7, Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
SUMMIT PLACE FINANCIAL ADVISORS, LLC
GUZHUNA ASSET MANAGEMENT
AMERIPRISE FINANCIAL SERVICES, LLC
ARGUS INVESTORS' COUNSEL, INC.
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
SUMMIT PLACE FINANCIAL ADVISORS, LLC
GUZHUNA ASSET MANAGEMENT
AMERIPRISE FINANCIAL SERVICES, LLC
ARGUS INVESTORS' COUNSEL, INC.
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
SUMMIT PLACE FINANCIAL ADVISORS, LLC
GUZHUNA ASSET MANAGEMENT
AMERIPRISE FINANCIAL SERVICES, LLC
ARGUS INVESTORS' COUNSEL, INC.
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
SUMMIT PLACE FINANCIAL ADVISORS, LLC
GUZHUNA ASSET MANAGEMENT
AMERIPRISE FINANCIAL SERVICES, LLC
ARGUS INVESTORS' COUNSEL, INC.
Years of Experience
33 years in the financial services industry
Current & Past Employments
Similar Advisors
SUMMIT PLACE FINANCIAL ADVISORS, LLC
GUZHUNA ASSET MANAGEMENT
AMERIPRISE FINANCIAL SERVICES, LLC
ARGUS INVESTORS' COUNSEL, INC.
Current Firm
CHELSEA ADVISORY SERVICES, INC
Contact Information
Main Address
242 Main Street, Staten Island, NY 10307Phone Number
(718) 967-8400# of Employees
30SEC notice filing (20 States and Territories)
Registered to provide investment advisory services in 20 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
547AUM (Assets Under Management)
$147,350,970Similar Advisors
SUMMIT PLACE FINANCIAL ADVISORS, LLC
GUZHUNA ASSET MANAGEMENT
AMERIPRISE FINANCIAL SERVICES, LLC
ARGUS INVESTORS' COUNSEL, INC.
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
SUMMIT PLACE FINANCIAL ADVISORS, LLC
GUZHUNA ASSET MANAGEMENT
AMERIPRISE FINANCIAL SERVICES, LLC
ARGUS INVESTORS' COUNSEL, INC.
Primary Firm SEC Registration
CHELSEA ADVISORY SERVICES, INC
State Registrations and Notice Filings
(11/15/2000)
(6/19/2017)
(10/25/2016)
(9/15/1999)
(8/8/2011)
(3/16/2020)
(7/14/2026)
(5/2/2007)
(2/23/2001)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Sep 2025About the Series 52TO examSeries 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Jan 2023About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jan 2023About the Series 9 examSeries 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Nov 1997SRO Registrations
Similar Advisors
SUMMIT PLACE FINANCIAL ADVISORS, LLC
GUZHUNA ASSET MANAGEMENT
AMERIPRISE FINANCIAL SERVICES, LLC
ARGUS INVESTORS' COUNSEL, INC.
CRS (Client Relationship Summary) - RIA
Click below to view John Thomas Pisapia's CRS (Customer Relationship Summary).
Similar Advisors
SUMMIT PLACE FINANCIAL ADVISORS, LLC
GUZHUNA ASSET MANAGEMENT
AMERIPRISE FINANCIAL SERVICES, LLC
ARGUS INVESTORS' COUNSEL, INC.
