Anton Von Will
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anton Von Will, who also goes by Anton Vonwill, was a registered financial professional .
Anton is a previously registered financial professional and started their career in finance in 1976. Anton had worked at 5 firms and has passed the Series 63, Series 7TO, SIE, PC, Series 24, Series 10, Series 9, Series 12, Series 4 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 29, 2002 - January 12, 2024
MULTI-BANK SECURITIES, INC.
September 12, 1989 - May 21, 2001
AMERIPRISE ADVISOR SERVICES, INC.
December 22, 1988 - September 20, 1989
FLEET BROKERAGE SECURITIES, INC.
July 2, 1987 - December 20, 1988
BSI HOLDINGS, INC.
March 12, 1985 - December 6, 1985
AMERIPRISE ADVISOR SERVICES, INC.
September 18, 1979 - April 19, 1985
FIDELITY BROKERAGE SERVICES LLC
December 21, 1976 - August 31, 1979
AMERIPRISE ADVISOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationPC
Date: 5/25/1977
AMEX Put and Call ExamSeries 12
Date: 2/20/1982
NYSE Branch Manager ExaminationSeries 40
Date: 12/16/1976
Registered Principal ExaminationCurrent Firm
MULTI-BANK SECURITIES, INC.
CRD#: 22098 / SEC#: , 8-39547
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
