AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
MC

Michael Lawson Coogan

MULTI-BANK SECURITIES
FT. LAUDERDALE, FL
·CRD# 1735236·41 years experience

Professional Summary

Michael Lawson Coogan, who also goes by Michael L Coogan, is a registered financial advisor currently at MULTI-BANK SECURITIES, INC. located in Ft. Lauderdale, Florida. Michael is registered as a RR (Registered Representative) and started their career in finance in 1987. Michael has worked at 9 firms and has passed the Series 63, Series 99TO, SIE, Series 79, Series 7, Series 52, Series 27, Series 53 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Michael L Coogan

Blog Corner

Similar Advisors

FORT LAUDERDALE, FL · CRD#
View profile
Victoria Miller Ricker
Victoria Miller Ricker

DAYMARK WEALTH PARTNERS, LLC

FORT LAUDERDALE, FL · CRD#
JF
John Maxwell Fricker

EQUITABLE ADVISORS, LLC

FT. LAUDERDALE, FL · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Marshall Lee Rosen
Marshall Lee Rosen

OSAIC WEALTH, INC.

FORT LAUDERDALE, FL · CRD#
Victoria Miller Ricker
Victoria Miller Ricker

DAYMARK WEALTH PARTNERS, LLC

FORT LAUDERDALE, FL · CRD#
SC
Stuart Craig Chamberlin JR

SOUND INCOME STRATEGIES, LLC

Boca Raton, FL · CRD#
JF
John Maxwell Fricker

EQUITABLE ADVISORS, LLC

FT. LAUDERDALE, FL · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Marshall Lee Rosen
Marshall Lee Rosen

OSAIC WEALTH, INC.

FORT LAUDERDALE, FL · CRD#
Victoria Miller Ricker
Victoria Miller Ricker

DAYMARK WEALTH PARTNERS, LLC

FORT LAUDERDALE, FL · CRD#
SC
Stuart Craig Chamberlin JR

SOUND INCOME STRATEGIES, LLC

Boca Raton, FL · CRD#
JF
John Maxwell Fricker

EQUITABLE ADVISORS, LLC

FT. LAUDERDALE, FL · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Marshall Lee Rosen
Marshall Lee Rosen

OSAIC WEALTH, INC.

FORT LAUDERDALE, FL · CRD#
Victoria Miller Ricker
Victoria Miller Ricker

DAYMARK WEALTH PARTNERS, LLC

FORT LAUDERDALE, FL · CRD#
SC
Stuart Craig Chamberlin JR

SOUND INCOME STRATEGIES, LLC

Boca Raton, FL · CRD#
JF
John Maxwell Fricker

EQUITABLE ADVISORS, LLC

FT. LAUDERDALE, FL · CRD#

Years of Experience

41 years in the financial services industry

Current & Past Employments

MULTI-BANK SECURITIES, INC.·CRD# 22098
BD
2400 E. Commercial Blvd Ste. 1200, Ft. Lauderdale, FL 33308
March 14, 2024 - Present
BREAN CAPITAL, LLC·CRD# 23723
BD
Chicago, IL
December 7, 2015 - February 12, 2024
FIXED INCOME CAPITAL PARTNERS, LLC·CRD# 123001
BD
Wheaton, IL
April 8, 2013 - September 8, 2015
SOUTHSIDE SECURITIES, INC.·CRD# 153860
BD
Tyler, TX
May 27, 2011 - May 2, 2013
ANB FINANCIAL GROUP, LLC·CRD# 122465
BD
Chicago, IL
December 5, 2006 - May 12, 2008
PERFORMANCE TRUST CAPITAL PARTNERS, LLC·CRD# 36155
BD
Chicago, IL
June 12, 1995 - December 4, 2006
LASALLE FINANCIAL SERVICES, INC.·CRD# 20373
BD
Chicago, IL
November 8, 1993 - September 26, 1994
CLAYTON BROWN & ASSOCIATES, INC.·CRD# 3664
BD
Chicago, IL
January 22, 1990 - September 10, 1993
MIDLAND MONTAGU SECURITIES INC.·CRD# 18166
BD
December 3, 1987 - October 6, 1988

Similar Advisors

Marshall Lee Rosen
Marshall Lee Rosen

OSAIC WEALTH, INC.

FORT LAUDERDALE, FL · CRD#
Victoria Miller Ricker
Victoria Miller Ricker

DAYMARK WEALTH PARTNERS, LLC

FORT LAUDERDALE, FL · CRD#
SC
Stuart Craig Chamberlin JR

SOUND INCOME STRATEGIES, LLC

Boca Raton, FL · CRD#
JF
John Maxwell Fricker

EQUITABLE ADVISORS, LLC

FT. LAUDERDALE, FL · CRD#

Current Firm

MS
MULTI-BANK SECURITIES, INC.

MULTI-BANK SECURITIES, INC.

CRD#: 22098 / SEC#: 8-39547
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

1000 Town Center #2300, Southfield, MI 48075

Mailing Address

1000 Town Center #2300, Southfield, MI 48075

Phone Number

(248) 291-1100

Established

Michigan since 08/17/1987

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
MULTI-BANK SERVICES, LTD.SOLE SHAREHOLDER—
COOGAN, MICHAEL LAWSONCFO1735236
DREWS, MICHAEL WAYNEVICE CHAIRMAN1664216
ELSNER, MERLIN AUBERONCCO, SECRETARY5593423
MACCAGNONE, DAVID THOMASCHAIRMAN811479
MACCAGNONE, JEFFERY THOMASPRESIDENT AND CEO2077369

Disclosures

Regulatory Event

4

Similar Advisors

Marshall Lee Rosen
Marshall Lee Rosen

OSAIC WEALTH, INC.

FORT LAUDERDALE, FL · CRD#
Victoria Miller Ricker
Victoria Miller Ricker

DAYMARK WEALTH PARTNERS, LLC

FORT LAUDERDALE, FL · CRD#
SC
Stuart Craig Chamberlin JR

SOUND INCOME STRATEGIES, LLC

Boca Raton, FL · CRD#
JF
John Maxwell Fricker

EQUITABLE ADVISORS, LLC

FT. LAUDERDALE, FL · CRD#

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

Marshall Lee Rosen
Marshall Lee Rosen

OSAIC WEALTH, INC.

FORT LAUDERDALE, FL · CRD#
Victoria Miller Ricker
Victoria Miller Ricker

DAYMARK WEALTH PARTNERS, LLC

FORT LAUDERDALE, FL · CRD#
SC
Stuart Craig Chamberlin JR

SOUND INCOME STRATEGIES, LLC

Boca Raton, FL · CRD#
JF
John Maxwell Fricker

EQUITABLE ADVISORS, LLC

FT. LAUDERDALE, FL · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(3/15/2024)
RR
Alaska
(5/14/2025)
RR
Arizona
(5/14/2025)
RR
Arkansas
(5/14/2025)
RR
California
(3/15/2024)
RR
District of Columbia
(5/14/2025)
RR
Florida
(3/15/2024)
RR
Georgia
(5/14/2025)
RR
Illinois
(3/14/2024)
RR
Indiana
(3/15/2024)
RR
Kansas
(4/22/2024)
RR
Kentucky
(3/15/2024)
RR
Maryland
(5/14/2025)
RR
Michigan
(3/15/2024)
RR
Minnesota
(5/14/2025)
RR
Mississippi
(3/15/2024)
RR
Missouri
(3/15/2024)
RR
Montana
(3/15/2024)
RR
Nebraska
(5/14/2025)
RR
Nevada
(10/15/2024)
RR
New Jersey
(4/22/2024)
RR
New Mexico
(3/15/2024)
RR
New York
(4/22/2024)
RR
Ohio
(5/14/2024)
RR
Oklahoma
(5/14/2025)
RR
Pennsylvania
(5/14/2025)
RR
South Carolina
(4/22/2024)
RR
Tennessee
(5/14/2025)
RR
Texas
(3/15/2024)
RR
Virginia
(3/14/2024)
RR
Washington
(4/22/2024)
RR
West Virginia
(5/14/2025)
RR
Wisconsin
(5/14/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2011About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 79 — Investment Banking Registered Representative Examination

Passed Mar 2011About the Series 79 exam

Series 7 — General Securities Representative Examination

Passed Feb 1994About the Series 7 exam

Series 52 — Municipal Securities Representative Examination

Passed Dec 1984About the Series 52 exam

Series 27 — Financial and Operations Principal Examination

Passed Jan 2023About the Series 27 exam

Series 53 — Municipal Securities Principal Examination

Passed Jan 2023About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed Jan 2023About the Series 24 exam
FINRA
SRO Registrations

Similar Advisors

Marshall Lee Rosen
Marshall Lee Rosen

OSAIC WEALTH, INC.

FORT LAUDERDALE, FL · CRD#
Victoria Miller Ricker
Victoria Miller Ricker

DAYMARK WEALTH PARTNERS, LLC

FORT LAUDERDALE, FL · CRD#
SC
Stuart Craig Chamberlin JR

SOUND INCOME STRATEGIES, LLC

Boca Raton, FL · CRD#
JF
John Maxwell Fricker

EQUITABLE ADVISORS, LLC

FT. LAUDERDALE, FL · CRD#

CRS (Client Relationship Summary) - BD

Click below to view Michael Lawson Coogan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Similar Advisors

Marshall Lee Rosen
Marshall Lee Rosen

OSAIC WEALTH, INC.

FORT LAUDERDALE, FL · CRD#
Victoria Miller Ricker
Victoria Miller Ricker

DAYMARK WEALTH PARTNERS, LLC

FORT LAUDERDALE, FL · CRD#
SC
Stuart Craig Chamberlin JR

SOUND INCOME STRATEGIES, LLC

Boca Raton, FL · CRD#
JF
John Maxwell Fricker

EQUITABLE ADVISORS, LLC

FT. LAUDERDALE, FL · CRD#
MC
Follow Michael
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required