James W. Kreifel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James William Kreifel, who also goes by Jim William Kreifel, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1976. James had worked at 10 firms and has passed the Series 63, SIE, Series 7 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 9, 2012 - June 23, 2015
QUESTAR ASSET MANAGEMENT, INC.
January 9, 2012 - June 23, 2015
QUESTAR CAPITAL CORPORATION
September 4, 2009 - December 31, 2011
TRANSAMERICA FINANCIAL ADVISORS, LLC
September 4, 2009 - December 31, 2011
TRANSAMERICA FINANCIAL ADVISORS, LLC
May 15, 2008 - September 4, 2009
TRANSAMERICA FINANCIAL ADVISORS, INC.
February 9, 2004 - September 4, 2009
TRANSAMERICA FINANCIAL ADVISORS, INC.
September 4, 2003 - January 5, 2004
ALLSTATE FINANCIAL SERVICES, LLC
February 27, 2002 - August 25, 2003
BANC ONE SECURITIES CORPORATION
June 7, 2001 - February 22, 2002
INVEST FINANCIAL CORPORATION
October 3, 2000 - May 16, 2001
LASALLE FINANCIAL SERVICES, INC.
March 6, 1987 - July 31, 1995
TRANSAMERICA SECURITIES SALES CORPORATION
April 7, 1982 - January 7, 1986
OGILVIE SECURITY ADVISORS CORPORATION
December 14, 1976 - October 20, 2000
TRANSAMERICA FINANCIAL ADVISORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 12/8/1976
Registered Representative ExaminationCurrent Firm
QUESTAR ASSET MANAGEMENT, INC.
CRD#: 133358 / SEC#: 801-63747
Contact information
Red Flags
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