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FN

Frederick Theodore Naschold

DOMINION PARTNERS, L.C.
GLEN ALLEN, VA
·CRD# 830850·50 years experience

Professional Summary

Frederick Theodore Naschold, who also goes by Rick Naschold, is a registered financial advisor currently at DOMINION PARTNERS, L.C. located in Glen Allen, Virginia. Frederick is registered as a RR (Registered Representative) and started their career in finance in 1976. Frederick has worked at 5 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Rick Naschold

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Contact Information

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

50 years in the financial services industry

Current & Past Employments

DOMINION PARTNERS, L.C.·CRD# 42910
BD
1. 4801 Cox Road Suite 104, Glen Allen, VA 230602. 4801cox Road, Ste 104, Glen Allen, VA 23060
June 5, 1997 - Present
SCOTT & STRINGFELLOW, LLC·CRD# 6255
BD
Richmond, VA
February 12, 1991 - August 7, 1996
WACHOVIA SECURITIES, INC.·CRD# 431
BD
Charlotte, NC
October 14, 1988 - December 4, 1990
JOHNSON, LANE, SPACE, SMITH & CO., INC.·CRD# 472
BD
November 19, 1981 - October 14, 1988
FIRST UNION CAPITAL MARKETS CORP.·CRD# 6124
BD
December 2, 1976 - November 15, 1981

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Current Firm

DP
DOMINION PARTNERS, L.C.

DOMINION PARTNERS, L.C.

CRD#: 42910 / SEC#: 8-50074
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Contact Information

Main Address

4801cox Road, Ste 104, Glen Allen, VA 23060

Mailing Address

4801cox Road, Ste 104, Glen Allen, VA 23060

Phone Number

(804) 418-6269

Established

Virginia since 07/16/1996

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (1 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
MONCURE, CHARLES POWHATAN JRPRINCIPAL, CCO1946867
NASCHOLD, FREDERICK THEODOREPRINCIPAL830850

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Virginia
(4/24/1997)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1982About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 1976About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Oct 1991About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Frederick Theodore Naschold's CRS (Customer Relationship Summary).

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