Victor Alan Lessinger
Professional Summary
Victor Alan Lessinger was a registered financial advisor. Victor was a previously registered financial professional and started their career in finance 1976 - 2023. Victor had worked at 9 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 1, Series 24, Series 8 and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
49 years in the financial services industry
Current & Past Employments
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Current Firm
COLORADO FINANCIAL SERVICE CORPORATION | TURNING POINT RETIREMENT ASSOCIATES | GIA FINANCIAL GROUP, L.L.C.
Contact Information
Main Address
188 Inverness Drive West Ste 100, Centennial, CO 80112Mailing Address
188 Inverness Drive West Suite 100, Centennial, CO 80112Phone Number
(303) 962-7267Established
Colorado since 06/13/2000Firm Type
CorporationFiscal Year End
DecemberFirm Size
Small# of Employees
38FINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| COLORADO NATIONAL CORPORATION | OWNER | — |
| HEBERT, CHESTER JOSEPH | CHAIRMAN, CHIEF EXECUTIVE OFFICER, PRESIDENT | 1678446 |
| HEBERT, CHESTER JOSEPH | FINOP | 1678446 |
| THON, JAMESON OBRIEN | MUNICIPAL SECURITIES PRINCIPAL | 7015002 |
| THON, JAMESON OBRIEN | GENERAL SECURITIES PRINCIPAL, PRESIDENT | 7015002 |
| WOODWORTH, ADAM JAMES | OPTIONS PRINCIPAL | 6952982 |
| WOODWORTH, ADAM JAMES | CHIEF COMPLIANCE OFFICER | 6952982 |
Regulatory Assets Under Management
Total Number of Accounts
188AUM (Assets Under Management)
$84,056,666Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 1 — Registered Representative Examination
Passed Dec 1976Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Mar 1995Series 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Apr 1981About the Series 26 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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