Adam James Woodworth
Professional Summary
Adam James Woodworth, who also goes by Adam James Woodworth, Adam Woodworth, is a registered financial advisor currently at COLORADO FINANCIAL SERVICE CORPORATION located in Centennial, Colorado. Adam is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Adam has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Adam James Woodworth, Adam Woodworth
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
8 years in the financial services industry
Current & Past Employments
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Current Firm
COLORADO FINANCIAL SERVICE CORPORATION | TURNING POINT RETIREMENT ASSOCIATES | GIA FINANCIAL GROUP, L.L.C.
Contact Information
Main Address
188 Inverness Drive West Ste 100, Centennial, CO 80112Mailing Address
188 Inverness Drive West Suite 100, Centennial, CO 80112Phone Number
(303) 962-7267Established
Colorado since 06/13/2000Firm Type
CorporationFiscal Year End
DecemberFirm Size
Small# of Employees
38FINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| COLORADO NATIONAL CORPORATION | OWNER | — |
| HEBERT, CHESTER JOSEPH | CHAIRMAN, CHIEF EXECUTIVE OFFICER, PRESIDENT | 1678446 |
| HEBERT, CHESTER JOSEPH | FINOP | 1678446 |
| THON, JAMESON OBRIEN | MUNICIPAL SECURITIES PRINCIPAL | 7015002 |
| THON, JAMESON OBRIEN | GENERAL SECURITIES PRINCIPAL, PRESIDENT | 7015002 |
| WOODWORTH, ADAM JAMES | OPTIONS PRINCIPAL | 6952982 |
| WOODWORTH, ADAM JAMES | CHIEF COMPLIANCE OFFICER | 6952982 |
Regulatory Assets Under Management
Total Number of Accounts
188AUM (Assets Under Management)
$84,056,666Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(4/2/2025)
(4/2/2025)
(4/2/2025)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Adam James Woodworth's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Adam James Woodworth's CRS (Customer Relationship Summary).
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