Joel Jun Ren Tan

WELLS FARGO CLEARING SERVICES, LLC

WASHINGTON, DC · CRD#

EDWARD JONES

Marlborough, MA · CRD#

PRIMERICA BROKERAGE SERVICES, INC.

DULUTH, GA · CRD#

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

NEW YORK, NY · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

1 years registered in the securities industry

Current & Past Employments

Current

CITADEL SECURITIES LLCCurrent·CRD# 116797

BD

12 Marina View, #22-01/02 Asia Square Tower 2, Singapore 018961

July 31, 2026 - Present

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Current Firm

CS

CITADEL SECURITIES LLC

CITADEL DERIVATIVES GROUP LLC | CITADEL SECURITIES LLC

CRD#: 116797 / SEC#: 8-53574

BD

Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

830 Brickell Plaza Floor 15, Miami, FL 33131

Mailing Address

830 Brickell Plaza Floor 15, Miami, FL 33131

Phone Number

(305) 929-6851

Established

Delaware since 07/30/2001

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Large

FINRA licenses (15 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

Name	Position	CRD#
CSHC US LLC	OWNER	—
ZHAO, PENG	CHIEF EXECUTIVE OFFICER	4978269
CARROLL, SEAN VINCENT	PRINCIPAL OPERATIONS OFFICER	2518443
CITADEL SECURITIES GROUP LP (FKA CALC IV LP)	MANAGING MEMBER	—
HENRY, STEVEN MICHAEL	CHIEF ACCOUNTING OFFICER AND FINOP	5587809
LEVY, SETH GARDNER	CHIEF COMPLIANCE OFFICER	7718259

Disclosures

Regulatory Event

76

Arbitration

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Florida
(10/7/2026)

RR

Louisiana
(10/7/2026)

RR

Puerto Rico
(10/7/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

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CRS (Client Relationship Summary) - BD

Click below to view Joel Jun Ren Tan's CRS (Customer Relationship Summary).

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