Keith A. Green

THE LEADERS GROUP

SUMMIT, NJ 07901

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CRD#: 830633

Professional summary

Keith A Green, who also goes by Keith Andrew Green, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.

Keith is registered as a RR (Registered Representative) and started their career in finance in 1976. Keith has worked at 10 firms and has passed the Series 65, Series 63, Series 6TO, SIE, Series 7, Series 1, Series 53, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Keith Andrew Green

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Keith A Green's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 11, 2025 - Present

THE LEADERS GROUP, INC.

Office #1: 475 Springfield Ave, Summit, NJ 07901

CRD#: 37157

SUMMIT, NJ

Past

August 1, 2024 - August 2, 2024

THE LEADERS GROUP, INC.

CRD#: 37157

SUMMIT, NJ

Past

January 29, 2015 - February 24, 2025

P.J. ROBB VARIABLE, LLC

CRD#: 38339

MEMPHIS, TN

Past

January 4, 2013 - January 14, 2015

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Past

January 9, 2009 - January 7, 2013

HIMCO DISTRIBUTION SERVICES COMPANY

CRD#: 6604

ALEXANDRIA, VA

Past

August 1, 2008 - December 19, 2008

NATIONWIDE SECURITIES, LLC

RIA

CRD#: 11173

RICHMOND, VA

Past

August 1, 2008 - December 19, 2008

NATIONWIDE SECURITIES, LLC

CRD#: 11173

RICHMOND, VA

Past

December 11, 2007 - August 1, 2008

1717 CAPITAL MANAGEMENT COMPANY

RIA

CRD#: 4082

RICHMOND, VA

Past

March 5, 2007 - August 1, 2008

1717 CAPITAL MANAGEMENT COMPANY

CRD#: 4082

RICHMOND, VA

Past

December 1, 2005 - March 2, 2007

NEW ENGLAND SECURITIES

CRD#: 615

GLEN ALLEN, VA

Past

May 23, 2005 - November 7, 2005

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

LINCOLN, NE

Past

December 1, 2000 - January 31, 2005

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

LINCOLN, NE

Past

February 18, 1982 - September 11, 2000

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Past

July 26, 1977 - December 10, 1993

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

CRD#: 680

NEWARK, NJ

Past

December 1, 1976 - March 25, 1977

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Virginia
(2/11/2025)

Exams

State Security Law Exam

IAR

Series 65

Date: 12/10/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/24/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6TO

Date: 1/2/2023

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/21/1998

General Securities Representative Examination

General Industry/Product Exam

Series 1

Date: 11/24/1976

Registered Representative Examination

Principal/Supervisory Exam

Series 53

Date: 4/21/2003

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 9/27/2001

General Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 2/24/1992

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

THE LEADERS GROUP, INC.

SIMPLICITY INVESTMENTS | THE LEADERS GROUP, INC. | THE LEADERS GROUP

CRD#: 37157 / SEC#: , 8-47639

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

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Contact information

Main Address

475 Springfield Ave, Summit, NJ 07901

Mailing Address

475 Springfield Ave Suite 1, Summit, NJ 07901

Phone number

(303) 797-9080

Established

Delaware since 07/14/1994

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
SIMPLICITY FINANCIAL MARKETING HOLDINGS, INC.	SHAREHOLDER
PETERS, ROBERT WILLIAM	FINOP	1704577
RILEY, ZORAH JANE	CHIEF COMPLIANCE OFFICER	3015509
WICKERSHAM, SEAN DAVID	PRESIDENT	4994630

Disclosures

Regulatory Event

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Keith A. Green

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Keith A Green's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE LEADERS GROUP, INC.

P.J. ROBB VARIABLE, LLC

PRUCO SECURITIES, LLC.

HIMCO DISTRIBUTION SERVICES COMPANY

NATIONWIDE SECURITIES, LLC

NATIONWIDE SECURITIES, LLC

1717 CAPITAL MANAGEMENT COMPANY

1717 CAPITAL MANAGEMENT COMPANY

NEW ENGLAND SECURITIES

ALLSTATE FINANCIAL SERVICES, LLC

ALLSTATE FINANCIAL SERVICES, LLC

PRUCO SECURITIES, LLC.

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

FORESTERS FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/10/2007

Series 63

Date: 9/24/1997

Series 6TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 12/21/1998

Series 1

Date: 11/24/1976

Series 53

Date: 4/21/2003

Series 24

Date: 9/27/2001

Series 26

Date: 2/24/1992

FINRA

Current Firm

THE LEADERS GROUP, INC.

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

THE LEADERS GROUP, INC.

TRUST BUT VERIFY

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