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Ayden David Dougherty

ELEMENT RISK WEALTH ADVISORS
West Chester, PA
·CRD# 8305863·1 year registered

Professional Summary

Ayden David Dougherty is a registered financial advisor currently at ELEMENT RISK WEALTH ADVISORS located in West Chester, Pennsylvania. Ayden is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2026. Ayden has worked at 1 firm and has passed the Series 65 exam.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

1 years registered in the securities industry

Current & Past Employments

Current

ELEMENT RISK WEALTH ADVISORSCurrent·CRD# 339642
RIA
310 N High St, West Chester, PA 19380
August 28, 2026 - Present

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Current Firm

ER
ELEMENT RISK WEALTH ADVISORS

ELEMENT RISK WEALTH ADVISORS | ELEMENT WEALTH LLC

CRD#: 339642
Delaware
Registered Investment Advisory firm - Delaware (3/2/2026 Terminated)
Maryland
Registered Investment Advisory firm - Maryland (8/13/2026 Terminated)
Ohio
Registered Investment Advisory firm - Ohio (2/18/2026 Approved)
Pennsylvania
Registered Investment Advisory firm - Pennsylvania (1/26/2026 Approved)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

570 Carlisle St, Hanover, PA 17331

Phone Number

(717) 632-1220

# of Employees

3

Documents

Latest Form ADV
0

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Ayden David Dougherty is a licensed insurance agent.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Pennsylvania
(8/28/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Aug 2026About the Series 65 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Ayden David Dougherty's CRS (Customer Relationship Summary).

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