Mike Kattan

RATSON ADVISORY

NEW YORK, NY 10005

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CRD#: 8303379

Professional summary

Mike Kattan is a registered financial advisor currently at RATSON ADVISORY LLC located in New York, New York.

Mike is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2026. Mike has worked at 1 firm and has passed the Series 65 exam.

At a Glance

Always Fiduciary

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mike Kattan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 14, 2026 - Present

RATSON ADVISORY LLC

Office #1: 40 Wall St 61st Floor - Suite 18, New York, NY 10005

RIA

CRD#: 330091

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RATSON ADVISORY LLC

CRD#: 330091 / SEC#: 801-129737

RIA

Registered Investment Advisory firm - (3/22/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(7/14/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/29/2024

Uniform Investment Adviser Law Examination

Current Firm

RATSON ADVISORY LLC

CRD#: 330091 / SEC#: 801-129737

RIA

Registered Investment Advisory firm - (3/22/2024 Approved)

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Contact information

Main Address

40 Wall St 61st Floor - Suite 18, New York, NY 10005

Mailing Address

Phone number

(917) 325-7440

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE FOR RATSON ADVISORY (2/5/2026)

Regulatory assets under management

Total Number of Accounts	27
AUM (Assets Under Management)	$ 2,388,380,041

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Mike Kattan

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mike Kattan's CRS (Customer Relationship Summary).

Certified licenses

Experience

RATSON ADVISORY LLC

Primary Firm SEC Registration

RATSON ADVISORY LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/29/2024

Current Firm

RATSON ADVISORY LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RATSON ADVISORY LLC

TRUST BUT VERIFY

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