James P. Minardi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Paul Minardi was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1976. James had worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 13, 2017 - April 12, 2022
AVATAR CAPITAL GROUP LLC
June 1, 2012 - February 6, 2017
TULLETT PREBON FINANCIAL SERVICES LLC
October 16, 2007 - June 1, 2012
CHAPDELAINE TULLETT PREBON, LLC
June 19, 2002 - October 4, 2007
MUNICIPAL PARTNERS, LLC
April 9, 2002 - August 8, 2002
MINT BROKERS
November 27, 1990 - March 25, 2002
CHAPDELAINE TULLETT PREBON, LLC
May 26, 1982 - July 30, 1990
LANGDON P COOK & CO. INCORPORATED
September 16, 1977 - October 21, 1981
PRUDENTIAL EQUITY GROUP, LLC
December 1, 1976 - September 16, 1977
BACHE HALSEY STUART INC.
State Registrations and Notice Filings
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Exams
Current Firm
AVATAR CAPITAL GROUP LLC
CRD#: 150136 / SEC#: , 8-68218
Contact information
Documents
Red Flags
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