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JG

Joseph Timothy Garland

CRD# 1043919·Registered 1997 - 2022
Previously Registered: Being a previously registered professional could mean that Joseph is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Joseph Timothy Garland, who also goes by J. Timothy Garland, was a registered financial advisor. Joseph was a previously registered financial professional and started their career in finance 1997 - 2022. Joseph had worked at 5 firms and has passed the Series 99TO, SIE, Series 34, Series 3, Series 7, Series 27 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

J. Timothy Garland

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

20 years in the financial services industry

Current & Past Employments

AVATAR CAPITAL GROUP LLC·CRD# 150136
BD
Jersey City, NJ
July 8, 2022 - August 29, 2022
AVATAR CAPITAL GROUP LLC·CRD# 150136
BD
Jersey City, NJ
October 18, 2013 - June 30, 2022
TRADITION SECURITIES AND DERIVATIVES LLC·CRD# 28269
BD
New York, NY
December 8, 2011 - December 8, 2011
AVATAR CAPITAL GROUP LLC·CRD# 150136
BD
Jersey City, NJ
December 8, 2011 - October 18, 2013
PLANMEMBER SECURITIES CORPORATION·CRD# 11869
BD
Irvington, NY
July 11, 2011 - November 16, 2011
TULLETT LIBERTY BROKERAGE INC.·CRD# 19717
BD
Jersey City, NJ
January 29, 2003 - June 15, 2005
TULLETT LIBERTY BROKERAGE INC.·CRD# 19717
BD
Jersey City, NJ
August 31, 2000 - February 26, 2001
M.W. MARSHALL SECURITIES, L.L.C·CRD# 42090
BD
New York, NY
April 10, 1997 - February 3, 1999

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Current Firm

AC
AVATAR CAPITAL GROUP LLC

AVATAR CAPITAL GROUP LLC

CRD#: 150136 / SEC#: 8-68218
BD
Terminated by SEC on 08/29/2022

Contact Information

Established

Delaware since 03/16/2009

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
FX DIRECT DEALER LLC ("FXDD")OWNER—
ASSENTATO, EMILCHIEF COMPLIANCE OFFICER1952191
ASSENTATO, EMILMEMBER, CHIEF EXECUTIVE OFFICER1952191
GARLAND, JOSEPH TIMOTHYCHIEF FINANCIAL OFFICER AND FINOP1043919

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Jan 2020About the SIE exam

Series 34 — Retail Off-Exchange FOREX Examination

Passed May 2013About the Series 34 exam

Series 3 — National Commodity Futures Examination

Passed Jun 2012About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Jul 2011About the Series 7 exam

Series 27 — Financial and Operations Principal Examination

Passed Feb 2012About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed Sep 2011About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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