Kenneth L. Schiefelbein
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Lee Schiefelbein was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1976. Kenneth had worked at 13 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 22, 1996 - August 15, 2001
PIM FINANCIAL SERVICES, INC.
May 19, 1992 - December 31, 1995
SUNAMERICA SECURITIES, INC.
September 6, 1991 - May 19, 1992
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
November 29, 1989 - August 20, 1991
WOODBURY FINANCIAL SERVICES, INC.
April 27, 1989 - August 24, 1989
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
April 27, 1989 - August 24, 1989
PRUCO SECURITIES, LLC.
June 1, 1988 - April 13, 1989
WS GRIFFITH SECURITIES, INC.
June 1, 1988 - August 25, 1989
HOME LIFE INSURANCE COMPANY
September 4, 1987 - February 20, 1988
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
February 14, 1986 - July 14, 1987
PAMCO SECURITIES AND INSURANCE SERVICES
April 9, 1983 - December 13, 1984
PRUDENTIAL EQUITY GROUP, LLC
June 9, 1981 - April 12, 1983
QUINN & CO., INC.
December 3, 1979 - June 12, 1981
BLUNT ELLIS & LOEWI INCORPORATED
December 1, 1976 - October 15, 1977
LOEWI & CO., INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PIM FINANCIAL SERVICES, INC.
CRD#: 10547 / SEC#: 801-72856, 8-27340
Contact information
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
| Bond | 1 |
Red Flags
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