Michael P. Dimauro

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CRD#: 829004

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Michael Paul Dimauro, who also goes by Michael Paul Dimauro, was a registered financial professional .

Michael is a previously registered financial professional and started their career in finance in 1976. Michael had worked at 8 firms and has passed the Series 63, Series 7 and Series 40 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Michael Paul Dimauro

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

April 2, 2008 - February 7, 2013

CONTINENTAL INVESTORS SERVICES, INC.

CRD#: 29775

BASKING RIDGE, NJ

Past

November 24, 2004 - April 2, 2008

SETON SECURITIES GROUP, INC.

CRD#: 18044

UNION BEACH, NJ

Past

October 21, 2002 - April 4, 2005

TEJAS SECURITIES GROUP, INC.

CRD#: 36705

AUSTIN, TX

Past

August 21, 2002 - October 14, 2002

1ST DISCOUNT BROKERAGE, INC.

CRD#: 39164

LAKE WORTH, FL

Past

July 12, 2000 - August 21, 2002

ACUMENT SECURITIES, INC.

CRD#: 7661

SAN FRANCISCO, CA

Past

March 19, 1990 - July 12, 2000

GOLDEN HARRIS CAPITAL GROUP, INC.

CRD#: 13889

WEST ORANGE, NJ

Past

April 6, 1989 - March 14, 1990

COMMONWEALTH SECURITIES AND INVESTMENTS, INC.

CRD#: 7399

PITTSBURGH, PA

Past

October 22, 1976 - March 30, 1989

MICHAEL A WEISSER, INC.

CRD#: 7069

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CONTINENTAL INVESTORS SERVICES, INC.

CIS-WEALTH MANAGEMENT-A DIVISION OF CIS | CONTINENTAL INVESTORS SERVICES, INC.

CRD#: 29775 / SEC#: 801-122737, 8-44523

RIA

Registered Investment Advisory firm - SEC (11/22/2021 Approved)

Alaska

Registered Investment Advisory firm - SEC (3/24/2023 Terminated)

Arizona

Registered Investment Advisory firm - SEC (3/21/2023 Terminated)

California

Registered Investment Advisory firm - SEC (4/20/2023 Terminated)

Georgia

Registered Investment Advisory firm - SEC (4/18/2023 Terminated)

Idaho

Registered Investment Advisory firm - SEC (3/21/2023 Terminated)

Nevada

Registered Investment Advisory firm - SEC (4/20/2023 Terminated)

New York

Registered Investment Advisory firm - SEC (3/21/2023 Terminated)

North Dakota

Registered Investment Advisory firm - SEC (12/7/2023 Terminated)

Oklahoma

Registered Investment Advisory firm - SEC (3/21/2023 Terminated)

Oregon

Registered Investment Advisory firm - SEC (4/3/2023 Terminated)

Texas

Registered Investment Advisory firm - SEC (3/21/2023 Terminated)

Utah

Registered Investment Advisory firm - SEC (3/21/2023 Terminated)

Washington

Registered Investment Advisory firm - SEC (4/24/2023 Terminated)

Wyoming

Registered Investment Advisory firm - SEC (3/21/2023 Terminated)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/30/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/16/1976

General Securities Representative Examination

Principal/Supervisory Exam

Series 40

Date: 6/30/1977

Registered Principal Examination

Current Firm

CONTINENTAL INVESTORS SERVICES, INC.

CIS-WEALTH MANAGEMENT-A DIVISION OF CIS | CONTINENTAL INVESTORS SERVICES, INC.

CRD#: 29775 / SEC#: 801-122737, 8-44523

RIA

Registered Investment Advisory firm - SEC (11/22/2021 Approved)

Alaska

Registered Investment Advisory firm - SEC (3/24/2023 Terminated)

Arizona

Registered Investment Advisory firm - SEC (3/21/2023 Terminated)

California

Registered Investment Advisory firm - SEC (4/20/2023 Terminated)

Georgia

Registered Investment Advisory firm - SEC (4/18/2023 Terminated)

Idaho

Registered Investment Advisory firm - SEC (3/21/2023 Terminated)

Nevada

Registered Investment Advisory firm - SEC (4/20/2023 Terminated)

New York

Registered Investment Advisory firm - SEC (3/21/2023 Terminated)

North Dakota

Registered Investment Advisory firm - SEC (12/7/2023 Terminated)

Oklahoma

Registered Investment Advisory firm - SEC (3/21/2023 Terminated)

Oregon

Registered Investment Advisory firm - SEC (4/3/2023 Terminated)

Texas

Registered Investment Advisory firm - SEC (3/21/2023 Terminated)

Utah

Registered Investment Advisory firm - SEC (3/21/2023 Terminated)

Washington

Registered Investment Advisory firm - SEC (4/24/2023 Terminated)

Wyoming

Registered Investment Advisory firm - SEC (3/21/2023 Terminated)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

1330 Broadway Street, Longview, WA 98632

Mailing Address

P.o. Box 888, Longview, WA 98632-7552

Phone number

(360) 423-5110

Established

Washington since 12/16/1991

Firm type

Corporation

Fiscal year end

June

Firm Size

Small

# of Employees

SEC notice filing (18 States and Territories)

FINRA licenses (42 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2 2025 (12/1/2025)

FORM ADV PART 1 2025 (12/1/2025)

Direct owners and executive officers

Name	Position	CRD#
KAMP, MAX BRYAN	PRESIDENT, CEO/DIRECTOR,CCO	838249
TREMBLEY, BETTY JANE	SHAREHOLDER	736205
ELO, MICHELLE FRANCIS	CHIEF FINANCIAL OFFICER	2651623

Regulatory assets under management

Total Number of Accounts	605
AUM (Assets Under Management)	$ 196,792,432

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael P. Dimauro

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

SETON SECURITIES GROUP, INC.

TEJAS SECURITIES GROUP, INC.

1ST DISCOUNT BROKERAGE, INC.

ACUMENT SECURITIES, INC.

GOLDEN HARRIS CAPITAL GROUP, INC.

COMMONWEALTH SECURITIES AND INVESTMENTS, INC.

MICHAEL A WEISSER, INC.

Primary Firm SEC Registration

CONTINENTAL INVESTORS SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 3/30/1998

Series 7

Date: 10/16/1976

Series 40

Date: 6/30/1977

Current Firm

CONTINENTAL INVESTORS SERVICES, INC.

Contact information

SEC notice filing (18 States and Territories)

FINRA licenses (42 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

CONTINENTAL INVESTORS SERVICES, INC.

TRUST BUT VERIFY

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